As communicated earlier this week in Operations Field Notice 2020-30, ESI is embarking on an initiative to collect email addresses and increase e-delivery adoption, helping your clients avoid the NFS Paper Statement charge scheduled for 2021.
To increase adoption of e-delivery, ESI is sponsoring a raffle for both registered representatives (“RRs”) and non-registered fingerprinted persons (“NRFs”)! Click here for raffle parameters and prize information.
To assist you and your staff in participating in this initiative, ESI will automatically deliver a Wealthscape report through the automated alerts system this Friday, and on the 1st of each month through the duration of the entry period. The “Email Address of Record” report will display your current Brokerage Book of Business and itemize all accounts, their current email address information, and their eDelivery election status. If logged into Wealthscape, you can simply click on the hyperlink within the secure email to launch your report.
For any questions on this report or the ongoing eDelivery initiative, please contact our service desk at 1-800-344-7437.
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