Operations

We are re-issuing this notice originally circulated in 2025 to ensure you have the most accurate and up-to-date information. Recent changes adopted by vendors…

The NFS Application requires capturing a wide range of client data points. We recognize that the Suitability Section can be difficult to complete consistently,…

As we approach the tax filing deadline, we want to make you aware of an important operational change from the U.S. Postal Service (USPS)…

Equity Services, Inc. is pleased to announce a new Date of Death (DOD) valuation service available through our clearing firm, National Financial Services (NFS).…

Moving Qualified Assets - Which Form Do I Use? Moving assets between qualified retirement accounts (401(k)s, pensions, IRAs, Roth IRAs, etc.) requires additional documentation…

We’re pleased to share an enhancement that will make it easier for clients to enroll in eDelivery. Fidelity is refreshing the Clearing Click-to-Agree email…

Our firm’s default equity commission schedule is designed to cover the vast majority of client transactions. However, we recognize that some recommendations require additional…