ESI Registered Reps and Advisors
Insights
Most Recent
Active Now: Bank Deposit Sweep Program (BDSP) is default cash sweep option for all newly opened eligible accounts.
Active Now: Bank Deposit Sweep Program (BDSP) is default cash sweep option for all newly opened eligible accounts.
Top 5 Referral Opportunities Advisors Often Overlook
Top 5 Referral Opportunities Advisors Often Overlook
Get Ready: New Best Interest Supplemental Worksheet for NFS Brokerage and ESI Illuminations Business
Get Ready: New Best Interest Supplemental Worksheet for NFS Brokerage and ESI Illuminations Business
Advisory Solutions
Advisory Fee Payments Coming Soon
Advisory Fee Payments Coming Soon
Rich Whalen, ESI VP Technology Strategy & Execution, Featured on Beacon Podcast
Rich Whalen, ESI VP Technology Strategy & Execution, Featured on Beacon Podcast
June 23rd Webinar: (Re)Introducing AssetMark Self-Directed Brokerage Account
June 23rd Webinar: (Re)Introducing AssetMark Self-Directed Brokerage Account
Compliance & Licensing
Get Ready: New Best Interest Supplemental Worksheet for NFS Brokerage and ESI Illuminations Business
Get Ready: New Best Interest Supplemental Worksheet for NFS Brokerage and ESI Illuminations Business
Statements Tell the Story…
Statements Tell the Story…
SEC Activity Assessment Fee Update – Effective April 2026
SEC Activity Assessment Fee Update – Effective April 2026
Incentives
The Race to Charleston Is On
The Race to Charleston Is On
Celebrating Excellence: Recognizing Our 2025 Award Winners
Celebrating Excellence: Recognizing Our 2025 Award Winners
Elite Symposium San Diego: A Sneak Peak of the Agenda
Elite Symposium San Diego: A Sneak Peak of the Agenda
Operations
Get Ready: New Best Interest Supplemental Worksheet for NFS Brokerage and ESI Illuminations Business
Get Ready: New Best Interest Supplemental Worksheet for NFS Brokerage and ESI Illuminations Business
Multi Account Opening eSign Best Practices
Multi Account Opening eSign Best Practices
Register Now: Bank Deposit Sweep Program Advisor Overview
Register Now: Bank Deposit Sweep Program Advisor Overview
Product
Expanding Advisor Choice with Sammons Retirement Solutions
Expanding Advisor Choice with Sammons Retirement Solutions
June 23rd Webinar: (Re)Introducing AssetMark Self-Directed Brokerage Account
June 23rd Webinar: (Re)Introducing AssetMark Self-Directed Brokerage Account
June 16th Webinar: AMG Pantheon Fund
June 16th Webinar: AMG Pantheon Fund
Prospecting & Marketing
Top 5 Referral Opportunities Advisors Often Overlook
Top 5 Referral Opportunities Advisors Often Overlook
Stay Visible. Stay Connected. New Social Posts Available Now
Stay Visible. Stay Connected. New Social Posts Available Now
New Approved Lead Generation Solution: Planswell
New Approved Lead Generation Solution: Planswell
Strategic Partners
Expanding Advisor Choice with Sammons Retirement Solutions
Expanding Advisor Choice with Sammons Retirement Solutions
New Product Available: Transamerica Structured Index Advantage Income Annuity
New Product Available: Transamerica Structured Index Advantage Income Annuity
Touchstone Model Conversion: ETFs Replace Legacy Mutual Funds
Touchstone Model Conversion: ETFs Replace Legacy Mutual Funds
Technology
New Approved Lead Generation Solution: Planswell
New Approved Lead Generation Solution: Planswell
Make eDelivery Enrollment Easier—Right in the Moment
Make eDelivery Enrollment Easier—Right in the Moment
ESI Commissions Portal (ACE) Maintenance
ESI Commissions Portal (ACE) Maintenance
Training
New for 2026: Get Early Access to BDC
New for 2026: Get Early Access to BDC
Join Industry Leaders at the 2026 Business Development Conference
Join Industry Leaders at the 2026 Business Development Conference
June 23rd Webinar: (Re)Introducing AssetMark Self-Directed Brokerage Account