The ESI phones will be shutting down at 4pm on Thursday December 31st and ESI will be closed Friday, January 1st in observance of the New Year holiday. We will resume regular business hours Monday, January 4th.
FINRA CRD CLOSES FOR THE YEAR 1PM EST DECEMBER 24th
CRD shuts down for 2020 on December 24, 2020 at 1pm (EST) for year-end reconciliation. Termination requests for either state or Representatives, must be received no later than December 18, 2020 to allow for processing prior to CRD’s shut down. Any requests received after CRD shuts down will not take effect until after January 4, 2021, and any renewal fees paid will not be refunded.
TC118843(1220)1