Effective January 12, 2022, ESI Financial Advisors (“EFA” or “the Firm”) has amended its Forms ADV Part 2A (ES0408) and ADV Part 2A-Appendix 1 (ES0408A). The updated version of these forms are available on the ESI Illuminations website and through the NLG website, via MerrillConnect. Please destroy and discontinue use of any previous versions of these disclosure documents, and only use the current version.
DELIVERY REQUIREMENTS
The Form ADV 2A must be delivered to advisory clients at or before the time of entering into an investment advisory agreement. This includes clients with accounts in one or more of the following programs:
- ESI Illuminations;
- EFA Financial Planning/Consulting Agreements;
- American Funds Retirement Plan Platform;
- AssetMark (adviser model);
- Morningstar;
- Saratoga Advantage Trust; and
- Schwab Retirement Advisor Services
- SEI
The Form ADV 2A – Appendix 1 is specific to the ESI Directions program and must be delivered to advisory clients with accounts in the ESI Directions program at or before the time of entering into an investment advisory agreement.
QUESTIONS
If you have any questions regarding the Form ADV 2A or Form ADV 2A-Appendix 1, please contact ESI Compliance at 800-344-7437.
TC125106(0122)1