Beth Knox – Page 7 – Equity Services, Inc

Operations

Best Practices: Completing the NFS Application Suitability Section

The NFS Application requires capturing a wide range of client data points. We recognize that the Suitability Section can be difficult to complete consistently,…

Beth KnoxSeptember 8, 2025

Advisory Solutions Product Training

ESI Meet the Strategists Series: Russell Investments

ESI Meet the Strategists Series: Russell Investments Tuesday, Sep 9, 2025 2:30 PM Eastern Time Register Here Join us for another engaging installment of…

Beth KnoxAugust 27, 2025

Firm Update

ESI and U.S. Stock Market will be Closed on Labor Day

On Monday, September 1, 2025, Equity Services, Inc. (ESI), the New York Stock Exchange (NYSE), the Nasdaq, and U.S. bond markets will be closed…

Beth KnoxAugust 27, 2025

Prospecting & Marketing

Request Your One-on-One FMG MarketingEdge Demo

If you are not yet leveraging FMG MarketingEdge, you are invited to schedule a one-on-one demo of the FMG platform here. Looking for a…

Beth KnoxAugust 27, 2025

Prospecting & Marketing

Elevate Your Social Media! Join us for “Posting with Strategy and Intent”

Ready to create content that captivates and engages your audience? We’re excited to invite you to our upcoming webinar: Posting with Strategy and Intent…

Beth KnoxAugust 27, 2025

Compliance & Licensing Technology

Field Notice 2025-17: Text Messaging Reminders

SEC and FINRA rules require that all electronic communications, including text messages, be archived and reviewed by the Firm. Accordingly, Global Relay is the…

Beth KnoxAugust 13, 2025

Product Strategic Partners Training

Register for “Meet the Strategists: Frontier Asset Management”

Mark your calendar and register here! ESI Meet the Strategists: Frontier Asset Management Thursday, July 31, 2025 4:00 PM ET Register Join us for…

Beth KnoxJuly 23, 2025

Product

Upcoming Allianz Webinar: Client Perspectives

Join Mark Paulson, VP of Hedging at Allianz, on Tuesday, July 29th, for "Client Perspectives". ESI Partner Allianz: Client Perspectives Tuesday, July 29, 2025…

Beth KnoxJuly 23, 2025

Product

2nd Quarter Alternative Mutual Funds Lists Updated

The 2nd quarter 2025 alternative mutual fund lists, Approved, Watch, and Restricted, are now available. Additional details on each list and the training requirements…

Beth KnoxJuly 23, 2025

Best Practices Compliance & Licensing

Suitability Spotlight: Annuity Purchase & Exchange Disclosure Form Enhancements

You may have noticed that the Annuity Purchase and Exchange Disclosure (APED) has a new look! We have enhanced almost every page (don’t worry,…

Beth KnoxJuly 8, 2025