Firm Update – Equity Services, Inc

Register Now: Bank Deposit Sweep Program Advisor Overview

ESI is introducing a new Bank Deposit Sweep Program (BDSP) for eligible brokerage accounts. Join us for a high-level overview of this important enhancement…

Mallorie ManoshJuly 1, 2026

Firm Update Training

New for 2026: Get Early Access to BDC

If you've attended BDC before, you're used to arriving mid-afternoon in time for the welcome reception. This year is different. New for 2026: BDC…

Mallorie ManoshJuly 1, 2026

Best Practices Firm Update Operations

Coming Soon: Bank Deposit Sweep Program

We are pleased to announce an upcoming enhancement to our brokerage platform: the introduction of ESI's Bank Deposit Sweep Program (BDSP). The primary purpose…

Beth KnoxJune 25, 2026

Firm Update Operations

Updated ERISA Disclosure Guidance Now Available

To help ensure the correct documentation is used for qualified plan business, ESI Suitability has updated its guidance regarding ERISA Disclosure and Agreement requirements.…

Mallorie ManoshMay 29, 2026

Firm Update Product

Jared Vachon Joins ESI as Senior Investment Product Management Associate

Jared Vachon has joined ESI as Senior Investment Product Management Associate, where he focuses on supporting the development and implementation of investment solutions for…

Beth KnoxMay 5, 2026

Firm Update

Elite Symposium 2026: Built to Last

Elite Symposium has always been a celebration of extraordinary performance—bringing together ESI’s top advisors and financial professionals who continue to raise the bar for…

Mallorie ManoshApril 30, 2026

Firm Update Technology

Make eDelivery Enrollment Easier—Right in the Moment

Did you see this week's recent Field Notice introducing a new way to enroll clients in eDelivery—and if your first thought was “finally, something…

Mallorie ManoshApril 9, 2026

Firm Update

ESI Office Will Be Closed Friday, April 3

The ESI office will be closed on Friday, April 3, in observance of Good Friday. The New York Stock Exchange and bond markets will…

Beth KnoxApril 2, 2026

Firm Update

In the News: AD David Named 2026 Pathfinder Award Winner

In the News: AD David Named 2026 Pathfinder Award Winner We’re excited to share that Alex “AD” David, President & CEO of Equity Services,…

Mallorie ManoshFebruary 26, 2026

Compliance & Licensing Firm Update

ESI Expands Digital Communication: WhatsApp Now Approved

Now Available: WhatsApp for Compliant Business Messaging At ESI, we’re continually evolving to meet advisors and clients where they are—while maintaining the highest standards…

Mallorie ManoshJanuary 27, 2026