Beth Knox – Page 53 – Equity Services, Inc

Are you doing qualified plans business?

Due to new interpretations of its regulations by the Department of Labor (“DOL”), additional disclosure is now required for many retirement accounts effective January…

Beth KnoxJanuary 26, 2022

Advisory Solutions Technology Training

Check Out Money Guide Pro’s Virtual Meeting Guide!

Unprecedented economic and social changes have led to significant stress for both clients and advisors. MoneyGuide is prepared and taking the necessary steps to…

Beth KnoxJanuary 26, 2022

Product

Equitable Structured Capital Strategies Income Variable Annuity Now Available

ESI is pleased to announce that Equitable’s Structured Capital Strategies Income, (SCS Income) variable annuity is now available. SCS Income is a registered indexed…

Beth KnoxJanuary 18, 2022

Product

Alternative Mutual Fund Lists

Approved and Prohibited Alternative Mutual Funds The purchase of Alternative Mutual Funds that include inverse and leveraged strategies is not permitted. To assist with…

Beth KnoxJanuary 18, 2022

Operations

Reminder: Form Requirement Reduction

In an effort to reduce the number and complexity of forms, ESI has revised the Entity Profile (EP) to include the relevant signing authority…

Beth KnoxJanuary 18, 2022

Product

One America Indexed Annuity Care- Now Available

ESI is pleased to announce that One America’s Indexed Annuity Care – fixed indexed annuity with long term care benefits is now available. This…

Beth KnoxJanuary 18, 2022

Advisory Solutions Compliance & Licensing

Form ADV Part 2A and Part 2A-Appendix 1 Updates

Effective January 12, 2022, ESI Financial Advisors (“EFA” or “the Firm”) has amended its Forms ADV Part 2A (ES0408) and ADV Part 2A-Appendix 1…

Beth KnoxJanuary 18, 2022

Operations

Holiday Hours

The markets and ESI will closed on Monday January 17th in observance of the Martin Luther King, Jr. holiday. TC125018(0122)1

Beth KnoxJanuary 11, 2022

Compliance & Licensing Operations

Reminder: Customer Agreement Amendment Effective January 31st

ESI amended its Customer Agreement and Disclosure (“Agreement”) form to comply with elements of Prohibited Transaction Exemption (PTE) 2020-02, which will go into effect…

Beth KnoxJanuary 11, 2022

Prospecting & Marketing

In Case You Missed It: Measuring and Monitoring Performance Resources

What’s your process?catalog #104714 This flyer focuses on the performance monitoring process and resources to help you develop your monitoring process. Monitoring Performancecatalog #106143…

Beth KnoxJanuary 11, 2022