Beth Knox – Page 43 – Equity Services, Inc

Operations

Service First: ESI’s Phone Tree Has Been Enhanced!

As we communicated previously, ESI’s phone tree has been enhanced to be more responsive and efficient, and the changes are now live! Select by…

Beth KnoxAugust 3, 2022

Compliance & Licensing

Firm WSPs Have Been Updated!

ESI Written Supervisory Procedures Update ESI continually reviews its Written Supervisory Procedures (“WSP”) in accordance with regulatory and business requirements. Effective June 30, 2022,…

Beth KnoxAugust 3, 2022

Compliance & Licensing Product Training

Reminders: Alternative Mutual Funds & Google Chromebooks with Entreda

Approved and Prohibited Alternative Mutual Funds The purchase of Alternative Mutual Funds that include inverse and leveraged strategies is not permitted. To assist with…

Beth KnoxAugust 3, 2022

Advisory Solutions

Envestnet PMC: Quarterly Commentary for Flagship Program

Volatility reigned supreme in the second quarter, putting investors’ fortitude to a test. Stubbornly high inflation, sharp increases in interest rates, rising recession risks,…

Beth KnoxAugust 3, 2022

Product

Pacific Life: Top 5 Reasons!

The top five reasons to consider a Pacific Choice® 2 variable annuity with the optional benefit Investment Guard and optional beneficiary protection: Growth, Protection,…

Beth KnoxAugust 3, 2022

Technology

Meet the Strategists Updated & Available

Meet the Strategists is a guide to all the Strategists and Managers available on ESI Illuminations, and it now includes our expanded SMA offering!…

Beth KnoxJuly 26, 2022

Operations Product

Move Money More Quickly – EWS is Here!

Early Warning System (or EWS) is a third party service provider that conducts real-time bank account status and ownership verification services using a consortium…

Beth KnoxJuly 26, 2022

Operations Product Technology

Q2 Alternative Mutual Fund Update

The Approved, Watch and Restricted mutual fund lists have been updated. See below for descriptions of the lists and links as well as training…

Beth KnoxJuly 26, 2022

Incentives

June Shout Out Report!

From Annuity sales to Advisory sales to Recruiting, ESI's Leaders for the month of June deserve a SHOUT OUT! Click the link to read more!…

Beth KnoxJuly 26, 2022

Advisory Solutions Training

ESI Illuminations Strategy for Tax Harvesting

While the equity markets have been sharply lower through June of 2022, it’s likely that actively managed mutual funds have increased their turnover ratios…

Beth KnoxJuly 26, 2022