Beth Knox – Page 3 – Equity Services, Inc

Operations

Maximizing Your ESI Brokerage Account: Understanding NFS Select Access and Premier Access

A Brokerage Account That Does More Your clients’ brokerage accounts held through National Financial Services LLC (NFS) offer far more than a place to…

Beth KnoxNovember 18, 2025

Product

Touchstone Large Company Growth Fund to Reorganize

Update from Touchstone: "On August 14, 2025, the Board of Trustees of the Touchstone Strategic Trust (“Trust”) approved converting the Touchstone Large Company Growth…

Beth KnoxNovember 18, 2025

Firm Update

Your Voice Matters – Share Your Feedback

Your Voice Matters As we continue to evolve and strengthen ESI, your insight is invaluable. We’re inviting all registered representatives and advisors to share…

Beth KnoxNovember 6, 2025

Prospecting & Marketing

Mastering Social Listening and Analytics – Elevate Your Social Media Strategy

Want to sharpen your social listening skills and leverage data to enhance your social media strategy? Join our upcoming webinar: Mastering Social Listening and…

Beth KnoxNovember 5, 2025

Operations

2025 IRA Maintenance Fee Cycle Reminder

From ESI Brokerage Operations: Last month, we shared an important update about the 2025 NFS IRA Maintenance Fee Cycle—including key dates and details. If…

Beth KnoxNovember 4, 2025

Best Practices Operations

In Case You Missed It: NIGO Fee and Process Changes Effective 11/01/2025

This is a reminder that the changes outlined in Field Notice 2025-16: Reducing Not In Good Order (NIGO) Business will take effect starting 11/01/2025.…

Beth KnoxOctober 22, 2025

Advisory Solutions

Updated ESI Advertising Guidelines are here!

The Advertising Guidance team (“AGT”) is excited to provide you with guidelines to navigate advertising compliance. These guidelines provide you with the tools you…

Beth KnoxOctober 22, 2025

Strategic Partners Technology Training

AI: Staying in Charge, Understanding AI’s Implications for Wealth Managers

Webinar Hosted by ESI, Presented by Prudential AI: Staying in Charge, Understanding AI's Implications for Wealth Managers Thursday, October 30th, 2:00 PM ET Register…

Beth KnoxOctober 21, 2025

Market Updates Strategic Partners Training

Capital Hill Update with Allianz

Webinar ESI Partner Allianz: Capital Hill Update Tuesday, October 28th, 2:00 PM ET Register Here Join us for a timely update on the latest…

Beth KnoxOctober 21, 2025

Technology

Reminder: Microsoft is Ending Support for Windows 10! Is Your PC Ready for Windows 11?

Support for Windows 10 is ending on October 14, 2025. With that in mind, devices that do not meet the system requirements for Windows…

Beth KnoxOctober 8, 2025