Operations – Page 6 – Equity Services, Inc

Operations

ESI’s 2022 Sentiment Survey is Launching September 19th

Feedback is key for us to learn where our strengths are, where there is room for improvement, and how best to move forward with…

Beth KnoxAugust 30, 2022

Operations Technology

Leadership Update Call Replay is Now Available!

ESI’s Senior Leadership call covered a review of the activities, results, and market impact of Q2, while providing insight into what lies ahead through…

Beth KnoxAugust 23, 2022

Operations

Incorporate Beneficiary Reviews into Your Practice

Below is a list of common financial products, accounts, and items to keep in mind when doing a beneficiary review as well as client…

Beth KnoxAugust 23, 2022

Operations

Not Out of the Woods…Yet

“Major stock indices crossed some key technical thresholds, and interest rates and commodities pulled back sharply as economic concerns really start to pile up…

Beth KnoxAugust 9, 2022

Operations

Service First: ESI’s Phone Tree Has Been Enhanced!

As we communicated previously, ESI’s phone tree has been enhanced to be more responsive and efficient, and the changes are now live! Select by…

Beth KnoxAugust 3, 2022

Operations Product

Move Money More Quickly – EWS is Here!

Early Warning System (or EWS) is a third party service provider that conducts real-time bank account status and ownership verification services using a consortium…

Beth KnoxJuly 26, 2022

Operations Product Technology

Q2 Alternative Mutual Fund Update

The Approved, Watch and Restricted mutual fund lists have been updated. See below for descriptions of the lists and links as well as training…

Beth KnoxJuly 26, 2022

Operations Technology

New Previous Sales Page in Wealthscape and Wealthscape Investor

Starting on July 22, 2022, an enhanced version of the Previous Sales/Realized page will be available on Wealthscape and Wealthscape Investor. The new Previous…

Beth KnoxJuly 19, 2022

Compliance & Licensing Operations

Updates about the Direct Transaction Review Process

The ESI Suitability team encourages you to contact us about your upcoming Direct Business transactions so that we may discuss big picture suitability topics…

Beth KnoxJuly 19, 2022

Operations

ESI Closed Monday July 4th

The NYSE and NASDAQ will be closed on Monday, July 4, 2022 in observance of Independence Day. ESI and National Life will be closed…

Beth KnoxJune 28, 2022

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
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