Operations – Page 4 – Equity Services, Inc

Operations

IRS Issues RMD Guidance

Fidelity Notice 22-297: The IRS recently released Notice 2022-53 that provides guidance relative to certain RMD rules enacted by the Setting Every Community Up…

Beth KnoxDecember 27, 2022

Operations

Worklists Replacing Advanced Search in Wealthscape

Starting Friday, December 16, 2022, Advanced Account Search will be replaced in Wealthscape, and you will be re-directed to Worklists instead. The new label…

Beth KnoxDecember 12, 2022

Operations

Important Dates and Year End Reminders

Looking for NL application processing deadlines? Click here. For important reporting updates for RMDs and annual retirement account fees, click here. Holiday Phone Hours…

Beth KnoxDecember 12, 2022

Best Practices Compliance & Licensing Operations

We’re Looking at Annuities Inside Qualified Plans a New Way

Summary Transactions that involve an annuity purchase in an IRA that are funded by an annuity product held in a qualified plan will be…

Beth KnoxDecember 5, 2022

Operations

Updates to ESI’s Business Development Team

Lou Martinez will be leaving ESI at the end of this week to pursue a new opportunity outside of the company. We thank him…

Beth KnoxDecember 5, 2022

Operations Product

Important Year End Dates and Reminders

Looking for NL application processing deadlines? Click here.For important reporting updates for RMDs and annual retirement account fees, click here. Holiday Phone Hours for…

Beth KnoxNovember 28, 2022

Operations

Reporting Updates for RMD’s and Annual Retirement Account Fees

Historically, ESI Operations has leveraged the automated Wealthscape reporting delivery system to send reports on RMD’s and Annual Retirement Account Fees during Q4. Currently,…

Beth KnoxNovember 8, 2022

Operations Product

Product and Operations Updates

Operations Reporting Updates: RMD’s and Annual Retirement Account Fees Historically, ESI Operations has leveraged the automated Wealthscape reporting delivery system to send reports on…

Beth KnoxNovember 1, 2022

Operations

Operations Reporting Updates: RMD’s and Annual Retirement Account Fees

Historically, ESI Operations has leveraged the automated Wealthscape reporting delivery system to send reports on RMD’s and Annual Retirement Account Fees during Q4. Currently,…

Beth KnoxOctober 25, 2022

Operations Technology

You’re About to See Some Wealthscape Navigational Enhancements!

Starting on October 21st, 2022, multi account navigation will be enabled for Statements and Tax pages on Wealthscape Investor. Additionally, the previous version of…

Beth KnoxOctober 19, 2022

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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