Operations – Page 3 – Equity Services, Inc

Now Available: Wealthscape Investor Overview for Clients

A new resource designed to help new and existing clients personalize and make the most of their Wealthscape Investor account is now available. Offering…

Beth KnoxMarch 7, 2023

Operations Technology

Wealthscape and Wealthscape Investor Quote Enhancements

From Fidelity Institutional:WealthscapeSM and Wealthscape InvestorSM Quote Enhancements Enhanced Auto-Suggest in Quote SearchAuto-Suggest will be enhanced to create a more consistent search behavior across…

Beth KnoxMarch 7, 2023

Operations

In case you missed it…eSignature Update and HSA Registration

eSignature UpdateEffective immediately eSignature can be utilized through Docupace/DocuSign for Allianz business in the state of New York. All paperwork available in Docupace for…

Beth KnoxFebruary 21, 2023

Operations

New HSA Registration Available for NFS New Account Opening

To continue the enhancement of the guided account opening within Docupace, we've added the ability to create Health Savings Accounts (HSA) via the current…

Beth KnoxFebruary 14, 2023

Operations

eSignature Update for Allianz NY

Effective immediately eSignature can be utilized through Docupace/DocuSign for Allianz business in the state of New York. All paperwork available in Docupace for Allianz…

Beth KnoxFebruary 14, 2023

Operations

Municipal Bond Transaction Procedures

Overview of MSRB Rule G-47Rule G-47 (“Rule”) requires brokers, dealers, and municipal securities dealers (collectively, “dealers”) to disclose to their customers, at or prior…

Beth KnoxFebruary 7, 2023

Operations

Notice from Fidelity: Required Minimum Distribution (RMD) Changes Effective in 2023

From Fidelity: This week, SECURE Act 2.0 is expected to be signed into law as part of a larger government spending package. SECURE Act…

Beth KnoxJanuary 10, 2023

Operations

Reminder! Updates to the ESI Commission Grid

In 2019, ESI restructured our commission grid, creating a total of eight target production bands. This update helped provide achievable goals for our Registered…

Beth KnoxJanuary 3, 2023

Operations

Year-End Reminders

Looking for NL application processing deadlines? Click here. For important reporting updates for RMDs and annual retirement account fees, click here. ESI BROKERAGE OPERATIONS…

Beth KnoxJanuary 3, 2023

Operations

IRS Issues RMD Guidance

Fidelity Notice 22-297: The IRS recently released Notice 2022-53 that provides guidance relative to certain RMD rules enacted by the Setting Every Community Up…

Beth KnoxDecember 27, 2022

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
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