Operations – Page 3 – Equity Services, Inc

Operations

Grow Smarter: Strategic Planning for Your Practice

Are you ready to take a more intentional approach to growing your practice? Join us for an insightful session of ESI Investment Camp, where…

Mallorie ManoshMay 21, 2025

Operations

Enhanced Workflow for Maple Case Design & Paperwork Processing

EFFECTIVE MONDAY May 12th 2025 We're excited to share updates to the Maple Capital paperwork workflow that will enhance clarity, efficiency, and overall experience…

Mallorie ManoshMay 8, 2025

Firm Update Operations

Early Closure in Recognition of Good Friday – April 18, 2025

In recognition of Good Friday, Equity Services, Inc. will be closing early on Friday, April 18, 2025, at 12:00 p.m. (Noon) Eastern Time. Please…

Beth KnoxApril 15, 2025

Firm Update Operations

Advisory Fee Payments Coming Soon

Here are some important reminders regarding upcoming advisory fee payments from Illuminations and our Direct Money Managers: Quarterly advisory fees are typically billed to…

Mallorie ManoshApril 9, 2025

Operations

2024 IRA Contribution Deadline Reminder

The deadline for making 2024 IRA contributions is Tuesday, April 15, 2025. However, residents of Maine and Massachusetts have until April 17, 2025, due…

Beth KnoxApril 1, 2025

Best Practices Operations

Faster Transfers, Fewer Delays: Optimize TOA Processing with Statement Reviews

Make Your Transfers Seamless Did you know that submitting a recent account statement with your Transfer of Assets (TOA) request can significantly speed up…

Mallorie ManoshMarch 25, 2025

Advisory Solutions Operations Product

In Case You Missed It: ESI’s Updated Product Offering Brochure

Introducing ESI’s Updated Product Offering Brochure We’re excited to introduce our updated ESI Product Offering Brochure, a comprehensive guide to our latest investment solutions.…

Beth KnoxFebruary 12, 2025

Firm Update Operations

Reminder: Bond Mark-up and Mark-Down Schedule Changes Coming on 2/3

Reminder: Bond Mark-up and Mark-Down Schedule Changes Coming on 2/3 We are pleased to announce the introduction of a new schedule for calculating the…

Mallorie ManoshJanuary 21, 2025

Operations Product

Bitcoin ETFs Now Available

Bitcoin ETFs are now available on an unsolicited basis only in brokerage accounts. Please see this disclosure form (Digital Assets Disclosure Form) for additional…

Beth KnoxDecember 4, 2024

Best Practices Compliance & Licensing Operations Prospecting & Marketing Training

AdTrax Tips & Tricks

Your questions and feedback compiled into Frequently Asked Questions! *A note for our agencies – Feel free to use these articles in your communications…

Mallorie ManoshNovember 5, 2024

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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