Operations – Equity Services, Inc

Operations

Updated Click-to-Agree Email Enhances eDelivery Enrollment Experience

We’re pleased to share an upcoming enhancement that will make it easier for clients to enroll in eDelivery. Fidelity is refreshing the Clearing Click-to-Agree…

Beth KnoxFebruary 17, 2026

Operations

Equity Commission Alternate Schedule: When and How to Use It

Our firm’s default equity commission schedule is designed to cover the vast majority of client transactions. However, we recognize that some recommendations require additional…

Beth KnoxFebruary 4, 2026

Firm Update Operations

A Clear View of Your ESI Home Office Team

At ESI, relationships are at the center of everything we do—and that starts with making it easy to connect with the right people, at…

Mallorie ManoshJanuary 27, 2026

Best Practices Operations

Now Available in Wealthscape: Roth Conversion Analyzer

The Brokerage and Advisory Operations area typically sees an influx of Roth conversion requests in tax deadline season. You now have access to a…

Beth KnoxJanuary 8, 2026

Firm Update Operations

Plan Ahead for NYSE and ESI Holiday Hours

Please plan ahead for NYSE and ESI Call Center Holiday Hours 12/24 – NYSE open until 1:00 – ESI phones close at 2:00 EST…

Beth KnoxDecember 1, 2025

Best Practices Operations

Suitability Spotlight: Case Preview Best Practices

As part of our ongoing efforts to improve efficiency and reduce delays, we encourage all registered representatives to preview certain new business submissions with…

Beth KnoxNovember 18, 2025

Best Practices Operations

Mutual Fund Custodial Fees Disclosures Reminder

We are re-issuing this notice to ensure you have the most accurate and up-to-date information. Upon recent review, we identified that the original communication…

Beth KnoxNovember 18, 2025

Operations

Maximizing Your ESI Brokerage Account: Understanding NFS Select Access and Premier Access

A Brokerage Account That Does More Your clients’ brokerage accounts held through National Financial Services LLC (NFS) offer far more than a place to…

Beth KnoxNovember 18, 2025

Firm Update Operations

Important Brokerage Operations Year End Dates & Reminders

As we approach the end of 2025, please review the following key deadlines and reminders to ensure timely processing of all year-end business items.…

Mallorie ManoshNovember 10, 2025

Operations

2025 IRA Maintenance Fee Cycle Reminder

From ESI Brokerage Operations: Last month, we shared an important update about the 2025 NFS IRA Maintenance Fee Cycle—including key dates and details. If…

Beth KnoxNovember 4, 2025