Best Practices – Page 2 – Equity Services, Inc

Tips for a Smooth 2026 Annual Renewal Process

As we approach year-end, it’s time to prepare for the 2026 Annual Renewal process. Below are the important dates and steps to make sure…

Mallorie ManoshSeptember 8, 2025

Best Practices Firm Update Operations

Improving Processing Times and Reducing NIGOs

We’re making a few important updates to help streamline transaction processing, reduce Not In Good Order (NIGO) submissions, and make better use of the…

Mallorie ManoshAugust 5, 2025

Best Practices Compliance & Licensing

Suitability Spotlight: Annuity Purchase & Exchange Disclosure Form Enhancements

You may have noticed that the Annuity Purchase and Exchange Disclosure (APED) has a new look! We have enhanced almost every page (don’t worry,…

Beth KnoxJuly 8, 2025

Best Practices Operations Prospecting & Marketing Technology Training

Check for Recent Email: “Your Exclusive Invitation” from Truelytics/Envestnet

Please check your email from Friday, June 6th, for an email titled "Your Exclusive Invitation!". Truelytics by Envestnet recently sent a welcome email to…

Beth KnoxJune 10, 2025

Best Practices Technology

Unlock Your Practice’s Full Potential with Truelytics by Envestnet

We’re excited to announce that Truelytics is now available — at no cost — to all ESI representatives! Truelytics is a powerful practice management and business valuation platform designed specifically for…

Mallorie ManoshJune 5, 2025

Best Practices Training

Effective Use of Newsletters to Keep Clients Informed

Newsletters are a powerful tool for maintaining client engagement and keeping the communication channels open. They provide regular updates on market developments, office news,…

Matt LyonMay 28, 2025

Best Practices Training

Are You Engaging Current Clients and the Next Generation?

Upcoming Webinar Presented by AssetMark: Capturing and Retaining Assets: Engaging Current Clients and the Next Generation Tuesday, June 3rd, 2025, 4:00PM ET Register Join…

Beth KnoxMay 27, 2025

Best Practices Prospecting & Marketing

Surprise & Delight: 5 Reasons Greeting Cards Can Power Your Practice

Now Available Through MarketingEdge powered by FMG for Just $2.75 Per Card In today's digital world, where most client communications happen over email or…

Mallorie ManoshMay 21, 2025

Best Practices Training

ESI Ticket Charges in Non-Managed Brokerage Accounts

What is a “Ticket Charge”? A ticket charge in a brokerage account is a fee applied for executing trades, such as buying or selling…

Mallorie ManoshMay 13, 2025

Best Practices Prospecting & Marketing Technology

Why You Can’t Afford to Miss This Webinar: “Creating a Strong Online Identity”

In today’s digital-first world, your online presence isn't just an accessory to your practice—it’s a vital part of your brand. Whether you're growing your…

Mallorie ManoshMay 6, 2025

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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