Beth Knox – Page 84 – Equity Services, Inc

Prospecting & Marketing Strategic Partners

Client Tax Planning Calendar Available from Symmetry Partners

Symmetry Partner's tax planning calendar is now available and includes key tax deadlines and tax planning activities throughout the year. Download it here! TC117455(1020)1

Beth KnoxOctober 13, 2020

Product

Approved, Restricted and Watch List Funds Updated

The Q3 2020 Approved, Restricted and Watch List funds have been updated and are available online. Prior to offering alternative mutual funds, ESI reps…

Beth KnoxOctober 13, 2020

Compliance & Licensing Prospecting & Marketing

Reminders on Use of Social Media

Getting Started with Social MediaLinkedIn, Twitter, and Facebook business pages, are the only permitted social media and must be connected to Hearsay. Hearsay is…

Beth KnoxOctober 13, 2020

Compliance & Licensing

Annual RR Certification Due 10/30/20

How to Complete Your CertificationWatch for an automated email from Star Compliance (noemail@starcompliance.com) announcing that your Annual RR Certification is available. If you are…

Beth KnoxOctober 13, 2020

Operations

Our e-Delivery Raffle is Still Underway! Who Will Win?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxOctober 6, 2020

Compliance & Licensing

Additional Investments in Docupace AND Municipal Bond Transaction Procedures

Rule G-47 requires brokers, dealers and municipal securities dealers (collectively, “dealers”) to disclose to their customers, at or prior to the time of a…

Beth KnoxOctober 6, 2020

Advisory Solutions

Software Update from MoneyGuide Pro

Effective 10/12/20, two-factor authentication will be enabled within your MoneyGuide license and Client Portal. Envestnet | MoneyGuide utilizes two-factor authentication as a security measure…

Beth KnoxOctober 6, 2020

Advisory Solutions

W.E. Donoghue is now Donoghue Forlines!

A note from Donoghue Forlines CEO, Jeffrey R. Thompson: Dear Valued Partners, We are thrilled to announce our new firm name, Donoghue Forlines,…

Beth KnoxOctober 6, 2020

Operations

Recharacterization and Return of Excess IRA Contributions Deadline is 10/15!

Recharacterizations of IRA Contributions Customers who wish to change the nature of an IRA contribution may recharacterize the contribution prior to the due date…

Beth KnoxOctober 6, 2020

Advisory Solutions

Compensation Grid Changes

In 2018, ESI announced its first Schedule A Grid change in 20 years. Rather than making one big change then, we broke the change…

Beth KnoxSeptember 29, 2020