Beth Knox – Page 69 – Equity Services, Inc

Guidance for Working with Senior Investors

FINRA views protection of senior investors, as well as Baby Boomers who are at or approaching retirement, as a top priority. As people age,…

Beth KnoxMarch 30, 2021

Operations

IRS Extends 2020 Tax Filing and Prior Year IRA Contribution Deadline to May 17, 2021

The IRS has extended the 2020 federal income tax filing deadline from April 15 to May 17, 2021, for individual taxpayers, including those who…

Beth KnoxMarch 30, 2021

Product Prospecting & Marketing Strategic Partners

Tax Guides from Transamerica

Two new tax guides from Transamerica are now available. The Tax Review Guide is designed to help you look for opportunities within the IRS…

Beth KnoxMarch 23, 2021

Advisory Solutions

ESI Illuminations 2.0 Expanding to Include Strategist UMA and Overlay Services

On Monday April 19th, look for the newest enhancements to the ESI Illuminations platform as we introduce Strategist Unified Managed Accounts (Strategist UMA) and…

Beth KnoxMarch 23, 2021

Advisory Solutions

“Getting Better”

“Intermediate and long-term bond yields rose rather abruptly in February as investors digested the progress of the vaccine rollout and the return to a…

Beth KnoxMarch 23, 2021

Compliance & Licensing Operations

Reduction in ESI Transaction Fees & Updated Account Fees Service Fees on ESI Brokerage Accounts

Executive SummaryESI recently re-negotiated its clearing arrangement with National Financial Services (NFS) under which ticket costs on traditional brokerage accounts and its legacy advisory…

Beth KnoxMarch 23, 2021

Compliance & Licensing Operations

Cybersecurity

Cybersecurity is the practice of protecting networks, systems, hardware and data from digital attacks. It encompasses everything pertaining to protecting sensitive data: personally identifiable…

Beth KnoxMarch 23, 2021

Training

Have You Been Listening to Our Rep Insights?

What would it mean for your business if you could free yourself from “business as usual"? If you could build and market your business in…

Beth KnoxMarch 17, 2021

Operations

Changes to the Wealthscape Investor Platform

Changes to the Wealthscape Investor platform On March 19, 2021, Fidelity Investments (Fidelity) will introduce changes to the Wealthscape Investor platform. This refreshed design…

Beth KnoxMarch 17, 2021

Advisory Solutions

PMC Capital Markets Assumptions

PMC Capital Markets Assumptions and Asset Class Portfolios Update COMING SOON to the Envestnet PlatformOn the weekend of March 26th, 2021, the updated Capital Markets Assumptions…

Beth KnoxMarch 17, 2021