Beth Knox – Page 65 – Equity Services, Inc

Updated Marketing Packages and Pricing from Broadridge!

Broadridge is a premium provider of financial marketing solutions designed to help you find new prospects, retain and grow business with existing clients, and…

Beth KnoxJune 29, 2021

Operations

Expansion of DocuSign Eligibility & New Limits on Disbursements of Funds

In many ways, COVID-19 caused a rapid shift towards new technology solutions for registered representatives and their clients. The adoption of new technology tools…

Beth KnoxJune 22, 2021

Advisory Solutions

American Funds Virtual Advisor Forum

Join the American Funds Advisor Forum on July 20-21. Capital Group and AssetMark are teaming up for your success at this virtual event, with…

Beth KnoxJune 22, 2021

Advisory Solutions

The Results Are In!

Thanks to each of you who took the time to complete the ESI Sentiment Survey where we asked you, our field partners, to share…

Beth KnoxJune 22, 2021

Compliance & Licensing Technology

Entreda Unify Replaces Brite

Cybersecurity continues to be a top priority at ESI and National Life. To comply with customer privacy regulations, all field registered representatives (“RRs”) and…

Beth KnoxJune 22, 2021

Operations

Important Information about Paper Surcharge Fee Coming in Q3

In March, Equity Services, Inc. delivered an updated Brokerage Client Transaction Fee Schedule to all customers within their Q1 statement. The schedule reflected the…

Beth KnoxJune 22, 2021

Advisory Solutions Compliance & Licensing

COMING SOON! Collect Up to 100% of Financial Planning and Consulting Fees In Advance!

In the past, EFA limited the pre-payment of planning/consulting fees to no more than 50% of the total fee charged. But the field has…

Beth KnoxJune 15, 2021

Technology

Have You Checked out Docupace Start Yet?

Introducing Docupace Start – a guided account opening experience with an intuitive design that adapts to the specific account you are opening. Only the…

Beth KnoxJune 15, 2021

Best Practices Training

ESI’s First New Registered Rep Virtual Summit Is in The Books!

ESI held its very first New Registered Rep Virtual Summit last week, and oh what a success it was! Over the course of the…

Beth KnoxJune 15, 2021

Compliance & Licensing

Do You Hold Digital Assets in Outside Accounts?

Digital assets, such as cryptocurrencies and initial coin offerings (ICOs), generally share the following features: A virtual currency/token/coin is a digital representation of value…

Beth KnoxJune 15, 2021