Beth Knox – Page 60 – Equity Services, Inc

Reminder: Additional Disclosures Required for Qualified Plans

Additional Disclosures Required for Qualified Plans Due to new interpretations of its regulations by the Department of Labor (“DOL”), additional disclosure is now required…

Beth KnoxFebruary 1, 2022

Product

Annuities in Qualified Accounts

With the implementation of Regulation Best Interest, ESI is reminding reps that the use of annuities within qualified accounts is generally limited to (click…

Beth KnoxFebruary 1, 2022

Advisory Solutions

John Keenan Joins ESI!

John Keenan, CLU, ChFC, CFP® Joins Equity Services ESI is pleased to welcome John Keenan to the team! With almost 30 years of experience…

Beth KnoxJanuary 26, 2022

Best Practices Operations

How Is Your Annual Client Contact Going?

Documenting your Annual Client Contacts process has been made easier within Docupace/Starting Point. You can now create your ‘Documentation of Annual Client Contact’ within…

Beth KnoxJanuary 26, 2022

Advisory Solutions

Envestnet: Flagship Q4 2021 Commentary

As Covid-19 and its Greek alphabet of mutations continue to haunt the global economy, equity markets overcame numerous headwinds in the fourth quarter of…

Beth KnoxJanuary 26, 2022

Compliance & Licensing

Are you doing qualified plans business?

Due to new interpretations of its regulations by the Department of Labor (“DOL”), additional disclosure is now required for many retirement accounts effective January…

Beth KnoxJanuary 26, 2022

Advisory Solutions Technology Training

Check Out Money Guide Pro’s Virtual Meeting Guide!

Unprecedented economic and social changes have led to significant stress for both clients and advisors. MoneyGuide is prepared and taking the necessary steps to…

Beth KnoxJanuary 26, 2022

Product

Equitable Structured Capital Strategies Income Variable Annuity Now Available

ESI is pleased to announce that Equitable’s Structured Capital Strategies Income, (SCS Income) variable annuity is now available. SCS Income is a registered indexed…

Beth KnoxJanuary 18, 2022

Product

Alternative Mutual Fund Lists

Approved and Prohibited Alternative Mutual Funds The purchase of Alternative Mutual Funds that include inverse and leveraged strategies is not permitted. To assist with…

Beth KnoxJanuary 18, 2022

Operations

Reminder: Form Requirement Reduction

In an effort to reduce the number and complexity of forms, ESI has revised the Entity Profile (EP) to include the relevant signing authority…

Beth KnoxJanuary 18, 2022