Beth Knox – Page 60 – Equity Services, Inc

Operations

ESI Operations Reminder: Required Contingent Funding on Systematic Withdrawal Plans

In the first quarter of 2021, ESI implemented an Operational policy requiring contingent funding on systematic withdrawal plans for all Brokerage accounts. The decision…

Beth KnoxNovember 2, 2021

Product

We Are Introducing TWO New Products to Our Platform!

ESI is happy to announce that the Prudential FlexGuard Income variable annuity is now available. This VA is in addition to Prudential’s original FlexGuard…

Beth KnoxOctober 26, 2021

Advisory Solutions Compliance & Licensing

Don’t forget to get that Advisor as PM Continuing Education Done

ESI’s 2021 Continuing Education Program for Advisors using the ESI Illuminations Flagship Select or Directions programs is now available on the FIRE Solutions website. …

Beth KnoxOctober 26, 2021

Best Practices Training

We’re Back! A Live Practice Advancement Retreat is In the Books!

The Affiliated Channel conducted their first in-person training event in 2 and half years in VT with the Practice Advancement Retreat. There were 18…

Beth KnoxOctober 26, 2021

Operations

Worklists in Wealthscape are Now Available!

Worklists is a new feature of Wealthscape enabling you to display a list of accounts in your book of business by established criteria. The…

Beth KnoxOctober 26, 2021

Advisory Solutions

Donor-Advised Funds Offer New Giving Opportunities

If you have clients who are looking for charitable giving opportunities, the AssetMark Giving Fund offers an option that can potentially allow your clients…

Beth KnoxOctober 20, 2021

Compliance & Licensing Training

Ready for some DOL training? Catch the recording here!

First things first… CLICK HERE FOR THE DOL OVERVIEW RECORDING. Now, let’s talk about education and recommendations… As we discussed in our last communication,…

Beth KnoxOctober 19, 2021

Product

Now Available! Q3 Alternative Mutual Fund Lists!

Approved and Prohibited Alternative Mutual Funds The purchase of Alternative Mutual Funds that include inverse and leveraged strategies is not permitted. To assist with…

Beth KnoxOctober 19, 2021

Operations

2022 ESI Core Services Offering Affiliation Fee

ESI is pleased to announce our core offering for 2022. The Core Offering (listed below) represents those services that are provided to all advisors,…

Beth KnoxOctober 19, 2021

Operations

Reminder: Report Retention Update in My View Portal Coming Soon!

On November 1st Broadridge will be modifying the retention time on the reports available within My View Portal. These reports include, but are not limited to,…

Beth KnoxOctober 19, 2021