Beth Knox – Page 52 – Equity Services, Inc

NEW! ESI Illuminations Portfolio Performance Snapshots for Q4 2021

To help you review the Illuminations fund strategist and SMA portfolios you’ve utilized for your clients and determine if there is something new and a…

Beth KnoxFebruary 9, 2022

Compliance & Licensing

Have You Read the Updated WSPs?

ESI Written Supervisory Procedures Update ESI continually reviews its Written Supervisory Procedures (“WSP”) in accordance with regulatory and business requirements. Effective January 31, 2022,…

Beth KnoxFebruary 9, 2022

Incentives

Congratulations to Our ESI Elite Symposium Qualifiers!

ESI’s Elite Symposium is our annual educational conference that provides the opportunity to network and share ideas with your peers, hear from world class…

Beth KnoxFebruary 1, 2022

Advisory Solutions

Meet the Illuminations Strategists!

ESI’s Meet the Strategists has been updated and is available for ordering using cat# 102764. You’ll also find it on the ESI Illuminations site.…

Beth KnoxFebruary 1, 2022

Product

Updated Life Expectancy Tables and LE Distribution Plans for Inherited IRAs

In November 2020, the IRS issued regulations that included updated Life Expectancy Tables used for calculating Required Minimum Distributions (RMDs). The new tables are…

Beth KnoxFebruary 1, 2022

Compliance & Licensing Product

Reminder: Additional Disclosures Required for Qualified Plans

Additional Disclosures Required for Qualified Plans Due to new interpretations of its regulations by the Department of Labor (“DOL”), additional disclosure is now required…

Beth KnoxFebruary 1, 2022

Product

Annuities in Qualified Accounts

With the implementation of Regulation Best Interest, ESI is reminding reps that the use of annuities within qualified accounts is generally limited to (click…

Beth KnoxFebruary 1, 2022

Advisory Solutions

John Keenan Joins ESI!

John Keenan, CLU, ChFC, CFP® Joins Equity Services ESI is pleased to welcome John Keenan to the team! With almost 30 years of experience…

Beth KnoxJanuary 26, 2022

Best Practices Operations

How Is Your Annual Client Contact Going?

Documenting your Annual Client Contacts process has been made easier within Docupace/Starting Point. You can now create your ‘Documentation of Annual Client Contact’ within…

Beth KnoxJanuary 26, 2022

Advisory Solutions

Envestnet: Flagship Q4 2021 Commentary

As Covid-19 and its Greek alphabet of mutations continue to haunt the global economy, equity markets overcame numerous headwinds in the fourth quarter of…

Beth KnoxJanuary 26, 2022