All Posts – Page 53 – Equity Services, Inc

Operations

Wealthscape Investor App Enhancements Coming in June!

Fidelity is pleased to introduce the following enhancements to the Wealthscape Investor mobile app that will be available on June 21, 2022: Account Statements…

Beth KnoxMay 17, 2022

Compliance & Licensing

Star Compliance Changes Around Data Feeds and Paper Statements

FINRA Rule 3210 requires that associated persons disclose brokerage accounts held at a member firm other than their employer, which means registered persons must…

Beth KnoxMay 17, 2022

Best Practices Product

RILAs as Potential Bond Alternatives

Historically, bonds have served as excellent diversifiers and hedges for equities risk. In many historical periods, bonds offered negative or low correlation to equities…

Beth KnoxMay 17, 2022

Advisory Solutions Best Practices Strategic Partners

Tapping Into Maple: Myth of Market Timing

Financial market performance since the start of the year, and in particular since the end of the first quarter, has been sobering to put…

Beth KnoxMay 17, 2022

Best Practices Training

RILAs as Potential Bond Alternatives

Historically, bonds have served as excellent diversifiers and hedges for equities risk. In many historical periods, bonds offered negative or low correlation to equities…

Beth KnoxMay 10, 2022

Best Practices Strategic Partners

Rethinking and Reinventing Your Practice

Rethinking and Reinventing your Practice - A Fireside Chat with Michael E. Kitces and Prudential AnnuitiesThursday, May 19, 2022 - 4:00 pm ETReserve your…

Beth KnoxMay 10, 2022

Advisory Solutions

ESI Illuminations Portfolio Performance Snapshots for Q1 2022

To help you review the Illuminations fund strategist and SMA portfolios you’ve utilized for your clients and determine if there is something new and a…

Beth KnoxMay 10, 2022

Advisory Solutions

Looking for Some Fee Based Solutions?

Interest rates remain at record lows and your clients’ income needs haven’t change. Consider the Touchstone Income Strategy powered by ESI Illuminations as part…

Beth KnoxMay 10, 2022

Compliance & Licensing Training

DOL 2.0 Spotlight on Defined Contribution and Defined Benefit Rollover RECOMMENDATIONS

In our DOL communications ESI has discussed the work we are doing to ensure adherence to disclosure and notification requirements set forth as part…

Beth KnoxMay 10, 2022

Best Practices

Congratulations Rich Kelly!

Congratulations to Rich Kelly who is heading into May with over $1.1 million in GDC! An ESI Advisor since 1990, Rich has been a…

Beth KnoxMay 3, 2022