All Posts – Page 2 – Equity Services, Inc

Cash & Non-Cash Compensation Policies

Cash & Non-Cash Compensation Policies When arranging marketing events or attending product offeror meetings where any form of compensation or financial support is received…

Beth KnoxOctober 29, 2024

Best Practices Product

Approved and Restricted Alternative Mutual Funds

The 3rd quarter 2024 alternative mutual fund lists, Approved, Watch and Restricted are now available. Additional details on each list and the training requirements…

Beth KnoxOctober 15, 2024

Compliance & Licensing

Deadline October 30th: Continuing Education Requirements

ESI has instituted one deadline for all assigned CE requirements: October 30th. You are personally responsible for completing your Continuing Education. Continuing education for…

Beth KnoxOctober 15, 2024

Firm Update Operations Technology

Streamlined Technology Support with Consolidated ESI Tech Email

To better assist you, the ESI Technology team is transitioning to a single support email: esitech@nationallife.com. This email address has been the primary point…

Mallorie ManoshOctober 15, 2024

Operations Technology

In Case You Missed It: Streamline Your Advertising Approvals with AdTrax

Submitting and managing advertising compliance approvals from National Life Group’s Advertising Guidance Team (AGT) has never been easier. AdTrax offers a new online submission…

Beth KnoxOctober 15, 2024

Best Practices Prospecting & Marketing Technology

Stand Out from the Start: How Digital Business Cards Elevate Your First Impression

In an increasingly digital world, traditional paper business cards may feel outdated, especially in certain situations. You know the saying, “first impressions are everything.”…

Mallorie ManoshOctober 8, 2024

Advisory Solutions Product Prospecting & Marketing Strategic Partners Technology

Mark your calendars for The Convergence of Wealth and Retirement webinar

Mark your calendars for The Convergence of Wealth and Retirement webinar Thursday, October 17th | 2:00 PM EST | Click HERE to Register Please join Envestnet…

Mallorie ManoshOctober 8, 2024

Advisory Solutions

Advisory Fee Payments Coming Soon

Here are a few reminders regarding upcoming advisory fee payments from Illuminations and our Direct Money Managers

Beth KnoxOctober 1, 2024

Advisory Solutions Strategic Partners Technology

Envestnet Software Update 24Q3 Platform Maintenance

The 3rd quarter 2024 data center maintenance for Envestnet’s platform will take place on Saturday, September 21, 2024 beginning at 6:00 p.m. CDT and…

Mallorie ManoshSeptember 16, 2024

Product Training

Join A Training on New Alternative Investment Offerings At ESI

Earlier this month, we announced the launch of two new interval funds—PIMCO Flexible Credit Income Fund and BlackRock Credit Strategies Fund—as part of our growing suite…

Beth KnoxSeptember 11, 2024