Operations – Page 9 – Equity Services, Inc

Upcoming DOL 2.0 Forms Updates

You may recall in all communications relating to the Department of Labor, ESI has referred to doing business under two Prohibited Transaction Exemptions, also…

Beth KnoxApril 19, 2022

Operations

ESI Closes at Noon Tomorrow!

All NYSE markets will be closed on Friday, April 15th in observance of the Good Friday holiday. If you can, please plan ahead, and…

Beth KnoxApril 12, 2022

Operations

Market Closure and Limited ESI Hours on Friday, April 15th

Please note the following closures/limited hours on Friday, April 15th (Good Friday holiday):- All NYSE markets will be closed; check with individual Partners for…

Beth KnoxApril 5, 2022

Advisory Solutions Operations

Recent Debit Card Fraud Trend

From Fidelity Fidelity Alert 22A-88Recent debit card fraud trend We have seen an increase in fraudulent debit card activity resulting from cardholders being scammed…

Beth KnoxMarch 23, 2022

Operations Technology

Wealthscape and Wealthscape Investor to Block Access for Internet Explorer 11 (IE11) Users

From Fidelity:Consistent with Important Notice IN 21W-216 and Microsoft’s announcement to retire Internet Explorer 11 (IE11), access to the Wealthscape platform will be blocked…

Beth KnoxMarch 23, 2022

Operations

Core Sweep Money Market Fund Conversion

One of the features in ESI brokerage accounts is the automatic investment of cash balances in a core sweep money market mutual fund. ESI…

Beth KnoxMarch 15, 2022

Operations

Improved eSignature Process in Docupace!

Effective immediately, before sending an item for eSignature, you will have an opportunity to choose a comprehensive review of the forms, adjust existing tags,…

Beth KnoxMarch 15, 2022

Operations Technology

Improved eSignature Process in Docupace

We have heard your feedback around missing eSignatures on vendor supplemental forms, and the frustration that it has caused to go back to your…

Beth KnoxMarch 8, 2022

Operations Product

eDelivery Option Available for All Equitable VA Contracts

Equitable has announced that effective February 28, 2022 they are activating their eDelivery option for all Equitable variable annuity contracts, including Investment Edge®, Retirement…

Beth KnoxMarch 8, 2022

Best Practices Operations

Check out These Docupace Tips!

We can’t help but notice a few things that may be adding time and frustration to your paperwork submission process, so we wanted to…

Beth KnoxFebruary 23, 2022

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
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