Operations – Page 19 – Equity Services, Inc

Important Read: Changes to VA Contracts Delivery

Historically, when a variable annuity was sold, the practice was to send the contract directly to the Rep who then delivered it to the…

Beth KnoxSeptember 22, 2020

Compliance & Licensing Operations Technology

Non-Registered Fingerprinted Person (NRF) Kit Update!

ESI’s NRF kit used to affiliate administrative, non-licensed staff has recently been updated. New to the kit is a fourth page, dedicated to ESI…

Beth KnoxSeptember 15, 2020

Compliance & Licensing Operations

ACE: General Reminder & Accessing Information

This notice is a reminder that all ESI Registered Representatives have online access to view their individual licensing information, as it’s recorded in the…

Beth KnoxSeptember 15, 2020

Operations

e-Delivery: It’s as easy as 1-2-3!

Working away at signing up your clients for eDelivery but can’t always remember what to do? No problem! Fidelity a great quick reference guide…

Beth KnoxSeptember 8, 2020

Operations

1-800-344-7437: The Gateway to All Things ESI!

As a reminder, when contacting ESI for support, the quickest way to reach one of our team members is to use our 800#, 800-344-7437…

Beth KnoxSeptember 8, 2020

Operations

Market Closing Times for Labor Day

In recognition of Labor Day, Equity Services, Fidelity Investments and all domestic equity and bond markets will be closed on Monday, September 7, 2020.…

Beth KnoxSeptember 1, 2020

Advisory Solutions Operations Product Strategic Partners

Important Updates from Brighthouse Financial and Touchstone Investments

From Brighthouse Financial: Changes to Our Call and Servicing CenterBeginning September 8, 2020, Brighthouse Financial® will have new annuity servicing center contact details. We'll…

Beth KnoxSeptember 1, 2020

Operations

2020 Premiere Select Retirement Account Annual Maintenance Fee Cycle

SummaryNational Financial Services will be charging Premiere Select Retirement accounts the annual $40.00 retirement maintenance fee on November 16th, 2020. How can I avoid…

Beth KnoxSeptember 1, 2020

Operations

Changes to Securities Market Value Calculation on Wealthscape

Starting with the September release of Wealthscape℠ and Wealthscape Investor℠, Total Securities Market Value – a value on Account Balances – will no longer…

Beth KnoxAugust 26, 2020

Operations Technology

ESI Brokerage Accounts – eDelivery Initiative and Raffle

As communicated last week in Operations Field Notice 2020-30, ESI is embarking on an initiative to collect email addresses and increase e-delivery adoption, helping…

Beth KnoxAugust 26, 2020

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
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