Operations – Page 16 – Equity Services, Inc

Operations

We Know It’s a New Year, But There is One More 2020 Deadline to Go!

Jan. 11-31, 2021 Securities Liquidations to cover Unpaid Fee Postings ESI home office will begin the process of liquidating securities to cover unpaid fee postings…

Beth KnoxJanuary 5, 2021

Advisory Solutions Operations

Thank you

2020 hasn’t been an easy year, but as financial professionals, it’s a year we can all be proud of. TC118844(1220)1

Beth KnoxDecember 28, 2020

Operations

Holiday Hours

The ESI phones will be shutting down at 4pm on Thursday December 31st and ESI will be closed Friday, January 1st in observance of…

Beth KnoxDecember 28, 2020

Operations

Year End Reminders

BROKERAGE OPERATIONS – IMPORTANT DATES Dec. 31, 2020Fidelity Clearing & Custody Fee Processing and Balance RemindersIn order for a client to avoid the $35…

Beth KnoxDecember 28, 2020

Operations

Want to avoid a Beneficiary Headache? There’s a report for that.

There are numerous reports available in Wealthscape that can help manage operational aspects of your practice. This week, we will highlight the “Account Beneficiary…

Beth KnoxDecember 15, 2020

Operations

NFS Annual Custody and Recordkeeping (Inactivity Fee)

National Financial Services will be applying their annual “inactivity fee” on December 31, 2020. The fee is charged once per year to accounts meeting…

Beth KnoxDecember 8, 2020

Operations Technology

Coming Soon: MerrillConnect Platform Relaunch

National Life is excited to announce that very soon, the MerrillConnect forms and materials ordering platform will be relaunched. The improved user experience includes…

Beth KnoxDecember 8, 2020

Operations

Important Upcoming Dates

With the end of the year quickly approaching, please make note of the following important deadlines for business processing. Important Note: The Coronavirus Aid,…

Beth KnoxDecember 8, 2020

Operations

E-Delivery Promotion Winners Have Been Announced!

As stated in Field Notice 2020-30, increasing mailings mandated by regulators and increasing mailing costs have resulted in potential fees for clients who are still…

Beth KnoxDecember 2, 2020

Operations

Mark Your Calendar!

With the end of the year quickly approaching, please make note of the following important deadlines for business processing. Important Note: The Coronavirus Aid,…

Beth KnoxDecember 1, 2020

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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