Operations – Page 16 – Equity Services, Inc

Reduction in ESI Transaction Fees & Updated Account Fees Service Fees on ESI Brokerage Accounts

Executive SummaryESI recently re-negotiated its clearing arrangement with National Financial Services (NFS) under which ticket costs on traditional brokerage accounts and its legacy advisory…

Beth KnoxMarch 23, 2021

Compliance & Licensing Operations

Cybersecurity

Cybersecurity is the practice of protecting networks, systems, hardware and data from digital attacks. It encompasses everything pertaining to protecting sensitive data: personally identifiable…

Beth KnoxMarch 23, 2021

Operations

Changes to the Wealthscape Investor Platform

Changes to the Wealthscape Investor platform On March 19, 2021, Fidelity Investments (Fidelity) will introduce changes to the Wealthscape Investor platform. This refreshed design…

Beth KnoxMarch 17, 2021

Operations Technology

Docupace Start: Moving from Instructional to Intuitive

The introduction of Docupace Starting Point provided forms bundles based on simple questions about the business you’re submitting. Within the coming weeks, ESI will…

Beth KnoxMarch 9, 2021

Operations Technology

Check Image Display in Wealthscape/Wealthscape Investor History Page

On March 12, 2021, Wealtscape and Wealthscape Investor users will be able to view, print and save Integrated Cashiering Platform (ICP) disbursement check images.…

Beth KnoxMarch 9, 2021

Operations

Mobile Check Deposit – Have Your Clients Used It?

Did you know that reps and clients can deposit checks directly into their Brokerage account through the Wealthscape App? Have you ever used the…

Beth KnoxMarch 2, 2021

Operations

Wealthscape Investor Navigation Enhancements

On March 19, 2021, Fidelity Investments (Fidelity) will introduce changes to the Wealthscape Investor platform. This refreshed design offers a simplified user experience, quick…

Beth KnoxMarch 2, 2021

Operations

Enhancements to The EFA Financial Planning Process

With the increased adoption of StartingPoint, we are excited to introduce two updates to the EFA Planning process that will streamline the workflow and…

Beth KnoxMarch 2, 2021

Advisory Solutions Compliance & Licensing Operations

ESI Executive Leadership Quarterly Update – Recording Now Available

Click here for a recording of our last Quarterly Field Update! During the last session, ESI’s Executive Leadership Team reviewed results of Q4 2020…

Beth KnoxFebruary 23, 2021

Operations

Holiday Hours

The Market and ESI will be closed on Monday, February 15th in observance of the President’s Day holiday. Normal hours will resume on Tuesday,…

Beth KnoxFebruary 9, 2021

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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