Firm Update – Equity Services, Inc

Firm Update

Strengthening Our Future Together – Important Updates to 2026 Fees & Compensation

At ESI, our commitment has always been to provide you with the best platform, technology and support to help grow your business and serve…

Mallorie ManoshSeptember 15, 2025

Best Practices Firm Update

Tips for a Smooth 2026 Annual Renewal Process

As we approach year-end, it’s time to prepare for the 2026 Annual Renewal process. Below are the important dates and steps to make sure…

Mallorie ManoshSeptember 8, 2025

Firm Update

ESI and U.S. Stock Market will be Closed on Labor Day

On Monday, September 1, 2025, Equity Services, Inc. (ESI), the New York Stock Exchange (NYSE), the Nasdaq, and U.S. bond markets will be closed…

Beth KnoxAugust 27, 2025

Firm Update Strategic Partners

Notice of Allianz Data Security Incident

Allianz has informed ESI that, on/about July 16, 2025, a malicious threat actor gained access to a cloud-based system it uses. Certain personal information…

Mallorie ManoshAugust 18, 2025

Firm Update

ESI Announces Strategic Partnership with Summit Global Investments

Equity Services Inc. (ESI) is proud to welcome Summit Global Private Wealth—a team of financial professionals affiliated with Summit Global Investments (SGI)—to our growing…

Mallorie ManoshAugust 6, 2025

Best Practices Firm Update Operations

Improving Processing Times and Reducing NIGOs

We’re making a few important updates to help streamline transaction processing, reduce Not In Good Order (NIGO) submissions, and make better use of the…

Mallorie ManoshAugust 5, 2025

Firm Update Product Strategic Partners

iCapital: The Wait Is Over

Get Ready to Expand Your Access to Alternatives! Later this month, ESI will launch a new platform partnership with iCapital, giving our advisors access…

Mallorie ManoshAugust 5, 2025

Firm Update Product

ESI Expands Approved List of Cryptocurrency-Based ETFs

ESI has now expanded the list of available cryptocurrency-based ETFs and the complete list of approved digital assets ETFs can be found here. These…

Mallorie ManoshJuly 15, 2025

Advisory Solutions Firm Update Strategic Partners Technology

Illuminations Advisory Platform to Transition From Envestnet to Fidelity’s Managed Account Exchange (FMAX)

Since its 2013 acquisition of FundQuest, ESI's advisory platform, Illuminations, has been powered by Envestnet behind the scenes. Envestnet has not only provided world…

Mallorie ManoshJuly 14, 2025

Advisory Solutions Firm Update

Welcome Kyle Marceau, ESI AVP, Advisory Sales

Equity Services, Inc. (ESI) is pleased to announce that Kyle Marceau has joined ESI and the Business Development Team as ESI AVP, Advisory Sales.…

Beth KnoxJuly 8, 2025

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

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Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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