Advisory Solutions

Both the 2023 Annual Compliance Meeting (“ACM”) and the 2023-2024 Firm Element continuing education (“FE”) program are available in RegEd for all Registered Representatives…

Markets in Motion Commentary by John A. Forlines III, Chief Investment Officer, Donoghue ForlinesOriginally Published October 11, 2023 The last couple of months have…

Equity Services, Inc. (ESI) is pleased to announce the appointment Robert Franklin as ESI’s Chief Compliance Officer, responsible for all Compliance functions. With over…

Thank you to all who joined Equity Services, Inc. (ESI) at the recent Women in Insurance and Financial Services (WIFS) Conference, and the preceding…

Need to get appointed with a carrier for variable annuity business? Looking for an appointment form to get the process started? Everything you need…

Key Takeaways from Fidelity Institutional Insights, “Closing the Gender Gap: Why Financial Advisors Need a Fresh Approach with Women Investors” include: Strengthening relationships with…

Approved and Prohibited Alternative Mutual FundsThe purchase of Alternative Mutual Funds that include inverse and leveraged strategies is not permitted. To assist with what…

SummaryNational Financial Services will be charging Premiere Select Retirement accounts the annual $40.00 retirement maintenance fee on November 20th, 2023. How can I avoid…

Here are a few reminders regarding upcoming advisory fee payments from Illuminations and our Direct Money Managers: Quarterly Advisory fees are typically billed to…

Below is important information regarding the 2024 Annual Renewal process. With the end of the year fast approaching, it is time to start thinking…