Beth Knox – Page 90 – Equity Services, Inc

Technology

Manage Your Business with Investigo

What can Investigo do?Investigo is ESI’s only approved consolidated statement provider. In addition to consolidated statements Investigo also includes held away data aggregation, performance…

Beth KnoxJuly 21, 2020

Prospecting & Marketing Training

Are You Benefiting from ESI’s Practice Management and Training Resources?

Stay Connected and Informed with ESI Resources ESI Rep Insights: A Conversation TogetherThis live series features ESI producers discussing best practices, challenges, and ideas…

Beth KnoxJuly 21, 2020

Advisory Solutions

Quarterly Diversification Scorecard from Envestnet PMC

From Envestnet PMC After record volatility and the quickest-ever decline into bear market territory during the first quarter, global equity markets roared back in…

Beth KnoxJuly 21, 2020

Advisory Solutions Product

Product Updates

Alternative Mutual Fund Lists – Approved and Watch List Updated for Q2 2020 The alternative mutual fund approved and watch lists have been updated. …

Beth KnoxJuly 15, 2020

Operations

IRS Issues Guidance on Waiver of 2020 Required Minimum Distributions (RMDs)

On June 23, 2020, the IRS issued Notice 2020-51 ("Notice") which provides guidance regarding the repayment of required minimum distributions ("RMDs") under the Coronavirus…

Beth KnoxJuly 15, 2020

Advisory Solutions

REMINDER: Advisor as Portfolio Manager – 2020 CE Requirement

On an annual basis, advisors who use ESI’s Flagship Select and/or ESI Directions programs must complete continuing education specific to these programs. This year's…

Beth KnoxJuly 15, 2020

Compliance & Licensing

Field Notices 2020-25 & 2020-26 Written Supervisory Procedures Updates

FN2020-25: ESI Written Supervisory Procedures Update FN2020-26: EFA Written Supervisory Procedures Update TC115675(0720)1

Beth KnoxJuly 15, 2020

Compliance & Licensing

Reg BI Now In Effect! Here’s a recap of what you need to know.

Regulation Best Interest - or Reg BI - is a landmark regulation that went into effect on June 30, 2020. This new regulation addresses…

Beth KnoxJuly 15, 2020

Prospecting & Marketing

Keeping Momentum in Challenging Times

The third installment of Rep Insights: A Conversation Together featured Nick Pontilena of Integrated Financial Concepts in New Jersey and Travis Ramsdell of the…

Beth KnoxJuly 6, 2020

Product Prospecting & Marketing

Goldman Sachs Select: A Liquidity Solution for Your Clients

Are your clients looking for a liquidity solution that doesn’t involve liquidating their investment portfolios? Securities-based lines of credit, (SBLOC) allow borrowers to access…

Beth KnoxJuly 6, 2020