Brinker Capital Investments: Quarter End Q&A with Tim Holland
TC119180(0121)1
Beth KnoxJanuary 19, 2021
ESI Field Leadership Update Call: January 2021
Please join ESI’s Executive Leadership Team for our Quarterly Field Update series. In this session, we’ll be reviewing the activities and results of Q4…
Beth KnoxJanuary 19, 2021
ESI Leadership Field Update: January 2021
Please join ESI’s Executive Leadership Team for our Quarterly Field Update series. In this session, we’ll be reviewing the activities and results of Q4…
Beth KnoxJanuary 12, 2021
Reminder: Gift Reporting in Star Compliance
We have just closed out 2020, and are putting the finishing touches on the holiday season. Many registered representatives (“RRs”) and associated persons (i.e.…
Beth KnoxJanuary 12, 2021
Holiday Hours
The Markets and ESI will be closed on Monday, January 18th in observance of Martin Luther King, Jr. Day. Normal hours will resume on…
Beth KnoxJanuary 12, 2021
Morningstar Asset Category Changes
Morningstar will be updating some of the asset categories. This change is scheduled to take place on April 30, 2021. Following the changes, the…
Beth KnoxJanuary 12, 2021
ESI Call Center Menu Options Changing
To better serve the field and our customers, effective January 18, 2021, Equity Services, Inc. will be changing its call center queue options. The…
Beth KnoxJanuary 12, 2021
Coming in February: Illuminations 2.0
Every year ESI Illuminations evolves – new functionality, new managers, more portfolios – but in 2021 the evolution of Illuminations is taking a big…
Beth KnoxJanuary 5, 2021
We Know It’s a New Year, But There is One More 2020 Deadline to Go!
Jan. 11-31, 2021 Securities Liquidations to cover Unpaid Fee Postings ESI home office will begin the process of liquidating securities to cover unpaid fee postings…
Beth KnoxJanuary 5, 2021
Maple Capital Has a Change in Their Billing Process
Maple Capital Management, MCM has converted to advance billing. The specific manner in which fees are charged is established in a client’s Investment Advisory…
Beth KnoxJanuary 5, 2021