Beth Knox – Page 83 – Equity Services, Inc

Operations

2020 Premiere Select Retirement Account Annual Maintenance Fee Cycle

SummaryNational Financial Services will be charging Premiere Select Retirement accounts the annual $40.00 retirement maintenance fee on November 16th, 2020. How can I avoid…

Beth KnoxSeptember 1, 2020

Advisory Solutions Prospecting & Marketing

Your One Stop Shop for IAR Materials – ESI Illuminations!

All Your Illuminations Resources in One Place! Have you taken a look at the updated Platform section of the Illuminations platform? The tabs under that section…

Beth KnoxSeptember 1, 2020

Operations

Changes to Securities Market Value Calculation on Wealthscape

Starting with the September release of Wealthscape℠ and Wealthscape Investor℠, Total Securities Market Value – a value on Account Balances – will no longer…

Beth KnoxAugust 26, 2020

Advisory Solutions Strategic Partners

Morningstar SmartInvestor: Value Investing – When History May Not be Enough

Finance professors are historians. Because their research must withstand tests of statistical significance, it typically is conducted over prolonged time periods. Consequently, they also…

Beth KnoxAugust 26, 2020

Operations Technology

ESI Brokerage Accounts – eDelivery Initiative and Raffle

As communicated last week in Operations Field Notice 2020-30, ESI is embarking on an initiative to collect email addresses and increase e-delivery adoption, helping…

Beth KnoxAugust 26, 2020

Technology Training

New Docupace Training: The Wealthscape Integration!

CLICK HERE TO VIEW TRAINING! Looking for additional training resources? This webinar and so much more lives at our ESI Training Corner – available…

Beth KnoxAugust 26, 2020

Incentives Operations Technology

ESI Brokerage Accounts – eDelivery Initiative and Raffle

As communicated earlier this week in Operations Field Notice 2020-30, ESI is embarking on an initiative to collect email addresses and increase e-delivery adoption,…

Beth KnoxAugust 18, 2020

Operations Product

Important ESI Suitability Tip regarding the LSW Rate Booster Crediting Strategies

Tip on filling out the ESI Annuity Purchase & Exchange Disclosure (ES0537) formWith the recent introduction of FIT Focus and FIT Horizon annuities from…

Beth KnoxAugust 18, 2020

Operations Technology

Wealthscape Investor Update – Optional Two-Factor Authentication Enrollment

In an ongoing effort to enhance platform security, Wealthscape Investor users will be able to enroll in Two-FactorAuthentication at log in. After logging in,…

Beth KnoxAugust 18, 2020

Compliance & Licensing

FINRA Alerts Firms to Use of Fake FINRA Domain Name

FINRA is warning member firms of a new imposter website www.finnra.org (please notice the extra “n” in the domain name). One portion of the…

Beth KnoxAugust 18, 2020