Beth Knox – Page 82 – Equity Services, Inc

Brinker Capital and Orion Advisor Solutions Finalize Merger

Brinker Capital has completed its merger with Orion Advisor Solutions. Click here for the details including an FAQ and a copy of the press…

Beth KnoxSeptember 29, 2020

Operations

Will you be a winner in our eDelivery raffle?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle…

Beth KnoxSeptember 22, 2020

Advisory Solutions Operations

AssetMark New Account Process Now Includes eSignature!

We heard your feedback and have been working with our partners at Assetmark to improve the new account process to include eSignature acceptance. This…

Beth KnoxSeptember 22, 2020

Advisory Solutions

A Research Note from Envestnet PMC – Watch List Addition

Summary Symmetry Partners (“Symmetry”) recently announced that Dana D’Auria, CFA, Managing Director, Portfolio Manager, will be leaving Symmetry at the end of September. D’Auria…

Beth KnoxSeptember 22, 2020

Product

401k Retirement Plan Options from American Funds and TD Ameritrade Now Available

OverviewTwo new 401k retirement plan options are now available to Investment Advisor Representatives. Capital Group, home of American Funds, offers flexible retirement plan solutions,…

Beth KnoxSeptember 22, 2020

Operations Product

Important Read: Changes to VA Contracts Delivery

Historically, when a variable annuity was sold, the practice was to send the contract directly to the Rep who then delivered it to the…

Beth KnoxSeptember 22, 2020

Prospecting & Marketing Strategic Partners

7 Ingredients That Make You Truly Authoritative in Your Clients’ Eyes

One of the greatest accolades you can receive from a client is the declaration that you are an authority in your field. Even better…

Beth KnoxSeptember 15, 2020

Compliance & Licensing Operations Technology

Non-Registered Fingerprinted Person (NRF) Kit Update!

ESI’s NRF kit used to affiliate administrative, non-licensed staff has recently been updated. New to the kit is a fourth page, dedicated to ESI…

Beth KnoxSeptember 15, 2020

Product Prospecting & Marketing

401k Retirement Plan Options from American Funds and TD Ameritrade Now Available

OverviewTwo new 401k retirement plan options are now available to Investment Advisor Representatives. Capital Group, home of American Funds, offers flexible retirement plan solutions,…

Beth KnoxSeptember 15, 2020

Compliance & Licensing Operations

ACE: General Reminder & Accessing Information

This notice is a reminder that all ESI Registered Representatives have online access to view their individual licensing information, as it’s recorded in the…

Beth KnoxSeptember 15, 2020