Beth Knox – Page 64 – Equity Services, Inc

Advisory Solutions Compliance & Licensing

Advisor as Portfolio Manager – 2021 Continuing Education

ESI’s 2021 Continuing Education Program for Advisors using the ESI Illuminations Flagship Select or Directions programs is now available on the FIRE Solutions website. …

Beth KnoxAugust 24, 2021

Operations

Updated Agent and Agency Ranking Reports are Now Available

Based on your feedback, ESI has updated the Agent and Agency Ranking reports available through the ACE Commission Portal. Formerly, these reports highlighted proprietary…

Beth KnoxAugust 24, 2021

Advisory Solutions Operations

Accessing Your Illuminations Quarterly Performance Reports – As Simple As 1, 2, 3

Accessing your Illuminations Quarterly Performance Reports (QPRs) through Wealthscape Investor is as simple as 1, 2, 3… CLICK HERE TO VIEW INSTRUCTIONS TC122630(0821)1

Beth KnoxAugust 24, 2021

Advisory Solutions Best Practices

ESI Advisor Marty Olson Discusses the Evolution of His Practice

Like many Advisors, Marty Olson had an interest in shifting his practice from mostly commission-based to a practice focused on fee-based advisory services. The…

Beth KnoxAugust 17, 2021

Incentives

Don’t Forget! We’ve got a Recruiting Referral Bonus Just for You!

Its no secret ESI is trying to grow – and we’ve always known our best reps are the one’s YOU find! Back in January…

Beth KnoxAugust 17, 2021

Best Practices Operations Product Technology

ESI Leadership Recording Now Available

If you missed the ESI Senior Leadership Quarterly Field Update, the recording and a recap are now available. Click here for the recording. Click…

Beth KnoxAugust 17, 2021

Advisory Solutions

“Up & Up” – Coldplay

From Maple Capital Management“Lift-off of Blue Origin’s rocket on July 20th was another exciting accomplishment for private sector space exploration. The entire expedition, coming on…

Beth KnoxAugust 17, 2021

Compliance & Licensing

Approval and Use of Doing Business As (“DBA”) Names

DEVELOPING A DBABroker/dealers and investment advisors must register with the oversight agencies, such as FINRA and the SEC. Those registrations must describe all names…

Beth KnoxAugust 17, 2021

Best Practices

CONGRATULATIONS STEVE SIMON!

Join us in sending ESI’s top rep, Steve Simon a huge CONTRATULATIONS in crossing the $1 million total year-to-date GDC line yesterday! ESI has…

Beth KnoxAugust 11, 2021

Prospecting & Marketing

Financial Risk Management Client Seminar – Updated

Recently updated, the Financial Risk Management client seminar addresses the question, “How do you manage 30 years of retirement?”. Focusing on three primary areas…

Beth KnoxAugust 11, 2021