Beth Knox – Page 48 – Equity Services, Inc

Compliance & Licensing

Star Compliance Changes Around Data Feeds and Paper Statements

FINRA Rule 3210 requires that associated persons disclose brokerage accounts held at a member firm other than their employer, which means registered persons must…

Beth KnoxMay 17, 2022

Best Practices Product

RILAs as Potential Bond Alternatives

Historically, bonds have served as excellent diversifiers and hedges for equities risk. In many historical periods, bonds offered negative or low correlation to equities…

Beth KnoxMay 17, 2022

Advisory Solutions Best Practices Strategic Partners

Tapping Into Maple: Myth of Market Timing

Financial market performance since the start of the year, and in particular since the end of the first quarter, has been sobering to put…

Beth KnoxMay 17, 2022

Best Practices Training

RILAs as Potential Bond Alternatives

Historically, bonds have served as excellent diversifiers and hedges for equities risk. In many historical periods, bonds offered negative or low correlation to equities…

Beth KnoxMay 10, 2022

Best Practices Strategic Partners

Rethinking and Reinventing Your Practice

Rethinking and Reinventing your Practice - A Fireside Chat with Michael E. Kitces and Prudential AnnuitiesThursday, May 19, 2022 - 4:00 pm ETReserve your…

Beth KnoxMay 10, 2022

Advisory Solutions

ESI Illuminations Portfolio Performance Snapshots for Q1 2022

To help you review the Illuminations fund strategist and SMA portfolios you’ve utilized for your clients and determine if there is something new and a…

Beth KnoxMay 10, 2022

Advisory Solutions

Looking for Some Fee Based Solutions?

Interest rates remain at record lows and your clients’ income needs haven’t change. Consider the Touchstone Income Strategy powered by ESI Illuminations as part…

Beth KnoxMay 10, 2022

Compliance & Licensing Training

DOL 2.0 Spotlight on Defined Contribution and Defined Benefit Rollover RECOMMENDATIONS

In our DOL communications ESI has discussed the work we are doing to ensure adherence to disclosure and notification requirements set forth as part…

Beth KnoxMay 10, 2022

Best Practices

Congratulations Rich Kelly!

Congratulations to Rich Kelly who is heading into May with over $1.1 million in GDC! An ESI Advisor since 1990, Rich has been a…

Beth KnoxMay 3, 2022

Product

Product Spotlight: Pacific Choice Variable Annuity

TC126672(0522)1

Beth KnoxMay 3, 2022

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Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

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Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
TC7606693(0225)3 | Privacy and Legal Information

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