Beth Knox – Page 23 – Equity Services, Inc

Annuities Funded by 401(k) Rollovers

To comply with Regulation Best Interest and Department of Labor regulations, firm policy requires 401(k) rollovers to be identified as the result of either…

Beth KnoxApril 18, 2023

Best Practices Prospecting & Marketing Training

Join us for “Providing Value Beyond the Basis Points”

For a long time, the value that a financial advisor brought to a client was measured in their ability to outperform the markets. The…

Beth KnoxApril 11, 2023

Best Practices Compliance & Licensing Training

Updates to Documenting Client Reviews

Updates to Documenting Client Reviews Investment Adviser Representatives (“IARs”) must meet with their advisory clients on at least an annual basis to ensure the…

Beth KnoxApril 11, 2023

Best Practices

Fixed Income Commentary from Maple Capital Now Available

The Madness of March March was one of the most eventful and volatile months in the fixed income market in some time. The sudden…

Beth KnoxApril 11, 2023

Product

New Allianz Variable Annuity Sales Piece

New Allianz Variable Annuity Sales Piece and Updated Sales Contact Directory Map Allianz has introduced a new registered representative sales piece, “You can’t win…

Beth KnoxApril 11, 2023

Prospecting & Marketing Technology

Riskalyze Resources and Updates

UpdatesTwo Riskalyze plans are approved and available at the following updated pricing: Riskalyze Select $265.50/month Riskalyze Elite $335.50/month ResourcesESI’s newest technology partner, Riskalyze, has…

Beth KnoxApril 11, 2023

Advisory Solutions Prospecting & Marketing

Enhance Your Marketing with AssetMark Marketing Advantage

Enhance your brand, deepen client relationships, and attract new business with AssetMark Marketing Advantage, an all-in-one marketing platform that combines marketing strategy with technology.…

Beth KnoxApril 4, 2023

Advisory Solutions

Providing Value Beyond the Basis Points

For a long time, the value that a financial advisor brought to a client was measured in their ability to outperform the markets. The…

Beth KnoxApril 4, 2023

Compliance & Licensing Operations

Reminder for Annuity Business in Florida

The Florida Department of Financial Services requires specific obligations to be met when conducting annuity business in their state. While the requirements are not…

Beth KnoxApril 4, 2023

Operations

2022 IRA Contribution Deadline

SummaryThe deadline for making a 2022 IRA Contribution is April 18, 2023. Please note, Emancipation Day in the District of Columbia (DC) will be…

Beth KnoxApril 4, 2023