All Posts – Page 89 – Equity Services, Inc

Additional Investments in Docupace AND Municipal Bond Transaction Procedures

Rule G-47 requires brokers, dealers and municipal securities dealers (collectively, “dealers”) to disclose to their customers, at or prior to the time of a…

Beth KnoxOctober 6, 2020

Advisory Solutions

Software Update from MoneyGuide Pro

Effective 10/12/20, two-factor authentication will be enabled within your MoneyGuide license and Client Portal. Envestnet | MoneyGuide utilizes two-factor authentication as a security measure…

Beth KnoxOctober 6, 2020

Advisory Solutions

W.E. Donoghue is now Donoghue Forlines!

A note from Donoghue Forlines CEO, Jeffrey R. Thompson: Dear Valued Partners, We are thrilled to announce our new firm name, Donoghue Forlines,…

Beth KnoxOctober 6, 2020

Operations

Recharacterization and Return of Excess IRA Contributions Deadline is 10/15!

Recharacterizations of IRA Contributions Customers who wish to change the nature of an IRA contribution may recharacterize the contribution prior to the due date…

Beth KnoxOctober 6, 2020

Advisory Solutions

Compensation Grid Changes

In 2018, ESI announced its first Schedule A Grid change in 20 years. Rather than making one big change then, we broke the change…

Beth KnoxSeptember 29, 2020

Operations Product

Changes to VA Contracts Delivery – New FAQs Included

Historically, when a variable annuity was sold, the practice was to send the contract directly to the Rep who then delivered it to the…

Beth KnoxSeptember 29, 2020

Technology

Software Update from MoneyGuide Pro

Effective 10/12/20, two-factor authentication will be enabled within your MoneyGuide license and Client Portal. Envestnet | MoneyGuide utilizes two-factor authentication as a security measure…

Beth KnoxSeptember 29, 2020

Advisory Solutions

Maple Capital Management Fixed Income Commentary Available

Click here for Maple Capital Management’s Fixed Income Commentary for September. TC117187(0920)1

Beth KnoxSeptember 29, 2020

Advisory Solutions

Brinker Capital and Orion Advisor Solutions Finalize Merger

Brinker Capital has completed its merger with Orion Advisor Solutions. Click here for the details including an FAQ and a copy of the press…

Beth KnoxSeptember 29, 2020

Operations

Will you be a winner in our eDelivery raffle?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle…

Beth KnoxSeptember 22, 2020