All Posts – Page 64 – Equity Services, Inc

Product

Now Available! Q3 Alternative Mutual Fund Lists!

Approved and Prohibited Alternative Mutual Funds The purchase of Alternative Mutual Funds that include inverse and leveraged strategies is not permitted. To assist with…

Beth KnoxOctober 19, 2021

Operations

2022 ESI Core Services Offering Affiliation Fee

ESI is pleased to announce our core offering for 2022. The Core Offering (listed below) represents those services that are provided to all advisors,…

Beth KnoxOctober 19, 2021

Operations

Reminder: Report Retention Update in My View Portal Coming Soon!

On November 1st Broadridge will be modifying the retention time on the reports available within My View Portal. These reports include, but are not limited to,…

Beth KnoxOctober 19, 2021

Compliance & Licensing

Reminder! We Sent You Your 2022 Renewal Kit Last Week!

Annual renewals were distributed via email on October 6 and are due back to ESI Licensing by November 10. If you need another copy…

Beth KnoxOctober 12, 2021

Advisory Solutions

A Note from AssetMark

As part of our ongoing evaluation, we have identified strategies that will no longer be offered on the AssetMark platform. Advisors with clients invested…

Beth KnoxOctober 12, 2021

Advisory Solutions

Have You Completed Your 2021 Advisor as Portfolio Manager CE?

ESI’s 2021 Continuing Education Program for Advisors using the ESI Illuminations Flagship Select or Directions programs is now available on the FIRE Solutions website. …

Beth KnoxOctober 12, 2021

Compliance & Licensing

While We’re on the Topic of Training… Firm Element is Here!

Both the 2021 Annual Compliance Meeting (“ACM”) and the 2021-2022 Firm Element continuing education (“CE”) program are available in FIRE Solutions (“FIRE”) for all…

Beth KnoxOctober 12, 2021

Operations

Our Operations Team Has Some Important Updates for You

NFS Client Statement Enhancements Effective 10/30 Beginning in October, ESI Brokerage Account customers will begin receiving a NEW enhanced statement format! The new statement…

Beth KnoxOctober 12, 2021

Advisory Solutions Operations Technology Training

Reminder: Upcoming Important Dates!

November 1, 2021 DeadlineReport Retention Update in My View Portal On November 1st Broadridge will be modifying the retention time on the reports available within My…

Beth KnoxOctober 5, 2021

Advisory Solutions Operations

Envestnet’s Advisor Sales & Practice Solutions Team

Envestnet has recently updated their sales support team map. To access it, simply log in to ESI Illuminations and click on the Platform. You’ll…

Beth KnoxOctober 5, 2021