All Posts – Page 60 – Equity Services, Inc

Maple Capital: Fixed Income Commentary – December 2021

Our format this month takes a slightly different approach. First, we provide some brief color on what transpired in the bond market last month.…

Beth KnoxJanuary 4, 2022

Operations

Annual IRA Custody Fee Reporting and Deadline

On January 1, 2022, a Wealthscape report (Retirement Account Annual Fees with Core Cash Balance) was delivered to users via the automated alerts system.…

Beth KnoxJanuary 4, 2022

Advisory Solutions

Happy New Year

Wishing you and yours a wonderful New Year! TC124784(1221)1

Beth KnoxDecember 27, 2021

Product Strategic Partners

Join Pacific Life for an Introductory Webinar

As announced earlier, Pacific Life has joined ESI’s Strategic Partner Program, making their variable annuities now eligible for qualified and non-qualified registrations. Pacific Life…

Beth KnoxDecember 27, 2021

Advisory Solutions

AdvicePay Overview Recording Now Available

Writing a physical check has become obsolete for most businesses. Why not make it obsolete for yours? With the introduction of AdvicePay you can…

Beth KnoxDecember 27, 2021

Advisory Solutions

Updated Sales Map for Brinker Capital

From Brinker Capital: As we get ready to start a new year, we’re taking the opportunity to make changes to our sales team structure.…

Beth KnoxDecember 27, 2021

Compliance & Licensing Operations

Upcoming Important Year End Dates

Licensing Deadlines TOMORROW! December 31, 2021: Annual Compliance Meeting requirement do for all registered reps. Operations Deadlines December 30th and 31st, 2021: IRA DistributionsDecember…

Beth KnoxDecember 27, 2021

Advisory Solutions

Happy Holidays

Happy Holidays to you and your family from all of us at ESI! TC124739(1221)1

Beth KnoxDecember 20, 2021

Compliance & Licensing Operations

DOL Update Reminder: Important Reminders Regarding Form Updates and Best Practices for New Forms

Changes Effective as of 12/20/21For ERISA fiduciaries selling insurance products in IRAs, compliance with Prohibited Transaction Exemption (PTE) 84-24 requires that you disclose your…

Beth KnoxDecember 20, 2021

Compliance & Licensing

Reminder: Gift Reporting in Star Compliance

During the holiday season, and throughout the year, many registered representatives (“RRs”) and associated persons (i.e. fingerprinted persons) give or receive gifts. While ESI…

Beth KnoxDecember 20, 2021