All Posts – Page 56 – Equity Services, Inc

March 2022 Fixed Income Commentary from Maple Capital

Maple Capital’s most recent fixed income commentary discusses the impact of world events on the fixed income market. Click here for the full commentary.…

Beth KnoxMarch 8, 2022

Advisory Solutions Compliance & Licensing

Exclusion of Certain Cash Balances From Advisory Fee Calculations

Effective April 1st, 2022 assets designated as “Protected Cash” on the Illuminations platform and those in a “Holding Money Market” account at SEI, will…

Beth KnoxMarch 8, 2022

Best Practices Training

Did You Miss the ESI 2022 Kick Off?

A couple of weeks ago, ESI's Leadership Team gathered with the field to kick off 2022 and recap the close to 2021. Check out the…

Beth KnoxMarch 1, 2022

Compliance & Licensing

Investment Adviser Representative CE Requirements

Effective January 1, 2022, certain states have adopted rules requiring continuing education (“CE”) for Investment Adviser Representatives (“IAR’s”) registered in their jurisdiction. The states…

Beth KnoxMarch 1, 2022

Prospecting & Marketing

Risk, Not Volatility, Is the Real Enemy

“On days when the market has dropped recently, what has been your strategy?” This article from Morningstar dives into the difference between risk and…

Beth KnoxMarch 1, 2022

Best Practices

Investing During Periods of Global Crisis

As I am writing this blog, the MOEX Russia index has plunged by as much as 45% before recovering slightly to close, down 33%. …

Beth KnoxMarch 1, 2022

Advisory Solutions

Come and Get It: ESI Illuminations Support Team Overview

Advisors using the ESI Illuminations Platform have an entire team of resources to help with everything from pre-sale to account operations. And we have…

Beth KnoxFebruary 23, 2022

Product

Touchstone Credit Opportunities Fund Name and Distribution Schedule Change

Touchstone Credit Opportunities Fund name changes to Touchstone Ares Credit Opportunities Fund. CLICK HERE FOR NOTICE CLICK HERE FOR SUPPLEMENT INFO TC125663(0222)1

Beth KnoxFebruary 23, 2022

Best Practices Operations

Check out These Docupace Tips!

We can’t help but notice a few things that may be adding time and frustration to your paperwork submission process, so we wanted to…

Beth KnoxFebruary 23, 2022

Incentives

We’ve Got Our Eyes Set on ESI Elite Symposium 2023

Congratulations again to everyone who qualified for the ESI Elite Symposium being held in Park City, Utah this June! If you didn’t qualify in…

Beth KnoxFebruary 23, 2022