All Posts – Page 45 – Equity Services, Inc

Operations

2022 Premiere Select Retirement Account Annual Maintenance Fee Cycle

National Financial Services will be charging Premiere Select Retirement accounts the annual $40.00 retirement maintenance fee on November 21st, 2022. How can I avoid…

Beth KnoxSeptember 20, 2022

Operations

Win a Smart Watch!

Feedback is key for us to learn where our strengths are, where there is room for improvement, and how best to move forward with…

Beth KnoxSeptember 20, 2022

Product

Annuity Options in a Volatile Market

Do you have clients who are looking for an accumulation and/or income solution for their rollover, but today’s market volatility has them leaning into…

Beth KnoxSeptember 13, 2022

Best Practices

Bear Market Rally or New Bull Market?

The S&P 500 index was up 9.11% in July, which has some market pundits suggesting that the bear market is over. Conversely, it seems…

Beth KnoxSeptember 13, 2022

Product

Watermark Lodging Trust Announces Stockholder Approval of Acquisition by Brookfield

Click Here to Read Press Release TC128692(0922)1

Beth KnoxSeptember 13, 2022

Compliance & Licensing

New Marketing Rule Starting November 4th!

Compliance with the Securities Exchange Commission’s (“SEC”) new Marketing Rule (“Rule”) will be required on November 4, 2022. Below are some highlights of what…

Beth KnoxSeptember 13, 2022

Best Practices Compliance & Licensing Operations Training

ESI’s 2022 Sentiment Survey Launches MONDAY!

Feedback is key for us to learn where our strengths are, where there is room for improvement, and how best to move forward with…

Beth KnoxSeptember 13, 2022

Advisory Solutions Best Practices

High Inflation Resources for Financial Advisors

Click Here to gather the latest insights from Fidelity's team of investment strategists and discover paths for financial advisors to take when addressing high…

Beth KnoxSeptember 6, 2022

Operations Technology

Redtail and Outlook, Together at Last!

Starting Monday September 19th you will be able to connect your @nlgroupmail.com email address with your Redtail CRM system. This connection will allow you…

Beth KnoxSeptember 6, 2022

Product

Important Notice: Touchstone Class C Reverse Stock Split

Important Notice from Touchstone Funds Reverse Stock Split of Certain Touchstone Fund’s Class C Shares Effective Date – after close of business October 14,…

Beth KnoxSeptember 6, 2022