All Posts – Page 42 – Equity Services, Inc

Operations

Recharacterization and Return of Excess IRA Contribution Deadline

October 17, 2022 is the deadline to process recharacterizations of 2021 IRA contributions and to process return of excess IRA contributions made in 2021.…

Beth KnoxOctober 4, 2022

Advisory Solutions

Fixed Income Commentary

“Bond yields rose substantially in August as investors interpreted numerous comments from Fed officials as bearish. All tenors in the one-to-ten-year part of the…

Beth KnoxOctober 4, 2022

Best Practices

Tell Us What You Think About ESI AND Win A Smart Watch!

Feedback is key for us to learn where our strengths are, where there is room for improvement, and how best to move forward with…

Beth KnoxOctober 4, 2022

Compliance & Licensing

Prohibition on Use of Outside Email

The securities industry has recently seen some SEC enforcement cases which involved multi-million-dollar fines related to the failure of certain firms to capture all…

Beth KnoxOctober 4, 2022

Advisory Solutions

Introducing Envestnet’s Next Generation Proposal

Introducing Envestnet’s Next Generation ProposalStarting on October 1, 2022, ESI Illuminations users will notice a new option on your Quick Start menu as Envestnet…

Beth KnoxSeptember 27, 2022

Advisory Solutions Training

Learn How to Navigate The New Proposal System on ESI Illuminations

Next Generation Proposal Webinar Options: Tuesday, October 4, 20222:00pm ESTClick here to register. Wednesday, October 5, 20222:00pm ESTClick here to register. TC128902(0922)1

Beth KnoxSeptember 27, 2022

Product

Annuity Options in a Volatile Market

Do you have clients who are looking for an accumulation and/or income solution for their rollover, but today’s market volatility has them leaning into…

Beth KnoxSeptember 27, 2022

Operations Technology

Docupace Update: Discontinuing Use of the Send Originals Queues

When ESI first implemented Docupace, the Send Originals queue was used as a means of notification to the field that a work item had…

Beth KnoxSeptember 27, 2022

Advisory Solutions Training

Save the Date for a Webinar on Illuminations End-of-Year Tax Management Strategies

Please join Dan Randall and Envestnet’s Ryan Darr to discuss Tax Management Strategies with Illuminations. Wednesday, September 28 at 2:00 pm ETClick here to…

Beth KnoxSeptember 20, 2022

Product

CORRECTION: Watermark Lodging Trust Announces Stockholder Approval of Acquisition by Brookfield

Watermark Lodging Trust has announced stockholder approval of acquisition. Please click here for the details. 128802(0922)1

Beth KnoxSeptember 20, 2022