All Posts – Page 39 – Equity Services, Inc

Operations

Updates to ESI’s Business Development Team

Lou Martinez will be leaving ESI at the end of this week to pursue a new opportunity outside of the company. We thank him…

Beth KnoxDecember 5, 2022

Best Practices Prospecting & Marketing

How Do You Generate Referrals?

Warm referrals from your network is the ideal prospecting source! Send us your most effective idea(s) for generating referrals. We’ll compile all of them…

Beth KnoxNovember 28, 2022

Best Practices Prospecting & Marketing

New Social Media Campaigns! (Plus a Quick Tip on Tags)

New Social Campaigns Available on HearsayPre-built social media campaigns in Hearsay can help you easily pre-schedule multiple posts on a specific topic. Four new…

Beth KnoxNovember 28, 2022

Operations Product

Important Year End Dates and Reminders

Looking for NL application processing deadlines? Click here.For important reporting updates for RMDs and annual retirement account fees, click here. Holiday Phone Hours for…

Beth KnoxNovember 28, 2022

Best Practices

Support for Evolving Business Models

Today, consumers expect their advisors to provide a wider range of solutions and expertise, so it’s no surprise that many Reps are turning to…

Beth KnoxNovember 28, 2022

Advisory Solutions

Another Hike…

“Bond yields rose in October, but this time in a much more mixed fashion. The two year Treasury yield increased by 20 basis points, while…

Beth KnoxNovember 15, 2022

Compliance & Licensing

In Case You Missed Them

CybersecurityCybersecurity is the practice of protecting networks, systems, hardware and data from digital attacks. It encompasses everything pertaining to protecting sensitive data - personally…

Beth KnoxNovember 15, 2022

Prospecting & Marketing

Updated: Financial Risk Management Client Seminar

Recently updated, the Financial Risk Management client seminar addresses the question, “How do you manage 30 years of retirement?”. Focusing on three primary areas…

Beth KnoxNovember 8, 2022

Operations

Reporting Updates for RMD’s and Annual Retirement Account Fees

Historically, ESI Operations has leveraged the automated Wealthscape reporting delivery system to send reports on RMD’s and Annual Retirement Account Fees during Q4. Currently,…

Beth KnoxNovember 8, 2022

Compliance & Licensing

Have you done your ACM and Firm Element Yet?

Both the 2022 Annual Compliance Meeting (“ACM”) and the 2022-2023 Firm Element continuing education (“CE”) program are available in RegEd for all Registered Representatives…

Beth KnoxNovember 8, 2022