All Posts – Page 36 – Equity Services, Inc

Changes to the Flagship Program Portfolios

From Envestnet: As part of Envestnet | PMC’s ongoing monitoring and evaluation of model portfolios and investment strategies deployed within, the portfolio management team…

Beth KnoxFebruary 14, 2023

Operations

eSignature Update for Allianz NY

Effective immediately eSignature can be utilized through Docupace/DocuSign for Allianz business in the state of New York. All paperwork available in Docupace for Allianz…

Beth KnoxFebruary 14, 2023

Best Practices

Shout Out to Our January Leaders!

From Annuity sales to Advisory sales to Recruiting, ESI's Leaders deserve a SHOUT OUT! Click here for our individual and agency leaders for the…

Beth KnoxFebruary 14, 2023

Best Practices Prospecting & Marketing Technology

“Introduction to Riskalyze” Recording Now Available

Riskalyze helps you illustrate your expertise through the lens of risk. Approved for all ESI Investment Advisor Reps, Riskalyze allows you to quantify your…

Beth KnoxFebruary 7, 2023

Operations

Municipal Bond Transaction Procedures

Overview of MSRB Rule G-47Rule G-47 (“Rule”) requires brokers, dealers, and municipal securities dealers (collectively, “dealers”) to disclose to their customers, at or prior…

Beth KnoxFebruary 7, 2023

Compliance & Licensing

Changes to FINRA CE Requirements

Regulatory Element CEEffective January 1, 2023, all registered persons are required to complete FINRA’s Regulatory Element CE by December 31st each year. This represents…

Beth KnoxFebruary 7, 2023

Compliance & Licensing Training

Don’t Miss These Upcoming Webinars and Calls!

ESI 2023 Kick Off CallPlease join ESI’s Executive Leadership Team for our 2023 Kick Off call! We’ll take a quick look back at the…

Beth KnoxFebruary 7, 2023

Best Practices

It’s Time to Change Your Mind About Young Investors

Click here to download the Fidelity Institutional Insights: Insights to Help You Serve Young Investors. You’ll find: Why: The ways that Gen Y and…

Beth KnoxJanuary 31, 2023

Best Practices Prospecting & Marketing

10 Tips to Help Build Your Online Brand in 2023

You wear a lot of hats as an advisor. Are all of those hats represented in your brand? For instance, do your managed money…

Beth KnoxJanuary 31, 2023

Best Practices

Shake Up Your Client Meetings

Life EventsWhile some life events are obvious (marriage, births, deaths), there are some life events that your clients may not realize as being potentially…

Beth KnoxJanuary 31, 2023