All Posts – Page 33 – Equity Services, Inc

Forms Updates and New Client Resources from Brokerage Operations

New Client Resource! Depositing Money into a Brokerage Account Utilize this new digital flyer for clients on Depositing Money into a Brokerage Account. Equity…

Beth KnoxMarch 28, 2023

Operations

Reminder: Commission and Advisory Fee Payments

As Q1 closes, here are a few reminders regarding upcoming advisory fee payments from Illuminations and our Direct Money Managers: Quarterly Advisory fees are…

Beth KnoxMarch 28, 2023

Compliance & Licensing Prospecting & Marketing

SEC Marketing Rule FAQ

SEC Marketing Rule Update As announced in Field Notice 2022-31, compliance with the Securities Exchange Commission’s (“SEC”) new Marketing Rule (“Rule”) was effective on…

Beth KnoxMarch 28, 2023

Best Practices

Shout Out Report

Congratulations to our February Leaders! From Annuity sales to Advisory sales to Recruiting, ESI’s Leaders for the month of February deserve a Shout Out!…

Beth KnoxMarch 28, 2023

Operations

Market Closure and Limited ESI Hours on Friday, April 7th

Please note the following closures/limited hours on Friday, April 7th (Good Friday holiday):– All NYSE markets will be closed; check with individual Partners for…

Beth KnoxMarch 28, 2023

Incentives

Need Some Inspiration?

If you didn’t for qualify in 2022 for this year’s ESI Elite Symposium conference, make qualifying in 2023 one of your goals. Need some…

Beth KnoxMarch 21, 2023

Best Practices Training

Fidelity Banking Sector Recap and Additional Resource

Webinar RecapIf you were unable to attend last week’s Fidelity Banking Sector Update and Market Impact webinar, click here for a recap that includes…

Beth KnoxMarch 21, 2023

Prospecting & Marketing

Up Your Social Game With Improved Social Media Playbooks!

Need some assistance building your online brand? National Life’s updated Social Media Playbook can help. TC132443(0323)1

Beth KnoxMarch 21, 2023

Advisory Solutions

Thinking Outside the Portfolio

Click here for Fidelity’s Thinking Outside the Portfolio, featuring Q1 2023 Investment Themes with Dr. Claus te Wildt. TC132311(0323)1

Beth KnoxMarch 14, 2023

Prospecting & Marketing

Updated Allianz Sales Map

Allianz has updated their sales map. Read more for the new Allianz map as well as a link to all Strategic Partner sales maps.…

Beth KnoxMarch 14, 2023