October 2020 – Equity Services, Inc

A Team Approach to Wealth Management – Now a Marketing Campaign!

For a lot of people, the thought of creating, implementing, and managing an investment strategy can be overwhelming, so we created the Team Approach…

Beth KnoxOctober 27, 2020

Operations

“Yes, there’s a Wealthscape Report for that.”

ESI Brokerage Operations will be running a new periodic segment in ESI Insights that provides information on the vast array of reports available through…

Beth KnoxOctober 27, 2020

Operations

E-Delivery Raffle Standings: Will you have an entry in the raffle?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxOctober 27, 2020

Advisory Solutions

Brinker Capital Investments Quarter-End Q&A

Click here for Brinker Capital Investments’ Q3 Q&A. TC117716(1020)1

Beth KnoxOctober 27, 2020

Advisory Solutions

Envestnet Q3 Market Environment Available

“The US economy is in the midst of a strong recovery from the unprecedented and sharp declines brought about by the policies implemented to…

Beth KnoxOctober 27, 2020

Operations

Status Check: eDelivery Raffle! Are you leading the way?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxOctober 20, 2020

Prospecting & Marketing

Rep Insights: Carey Yukich and Jennifer Vinovich Talk Marketing Strategy

Carey Yukich and Jennifer Vinovich of TrueWealth Advising Group start each January with a marketing plan and calendar of activities that helps keep their…

Beth KnoxOctober 20, 2020

Compliance & Licensing

U4 Reporting and OBA Reminders

ESI ComplianceField Notice 2020-42October 15, 2020 Form U4 Reporting Reminders FINRA takes timely reporting of U4 disclosures very seriously. They are particularly concerned with…

Beth KnoxOctober 20, 2020

Advisory Solutions

Envestnet: What does history say about diversification during election periods?

Q3 2020 Diversification Scorecard Having trouble seeing this email? View in Browser Diversification and Recent Election Periods Diversification added value over the third quarter. Entering the fourth quarter, the…

Beth KnoxOctober 20, 2020

Operations

BlackRock eSignature is here (temporarily)!

As a result of recent conversations with Blackrock Funds, eSignature through DocuSign and Docupace will now be accepted on new account paperwork. The acceptance…

Beth KnoxOctober 20, 2020