Deadline October 30th: Continuing Education Requirements – Equity Services, Inc

ESI has instituted one deadline for all assigned CE requirements: October 30^th. You are personally responsible for completing your Continuing Education.

Continuing education for registered professionals is comprised of multiple elements:

– Regulatory Element CE (“RE”) – designed and administered by FINRA through the FinPro platform. These courses are currently available through FinPro.

– Firm Element CE (“FE”) – designed and administered by the Firm. ESI uses RegEd. These courses will be available July 1st.

– Annual Compliance Meeting (“ACM”) – designed and administered by the Firm; also, via RegEd. This meeting will be available July 1st.

– Investment Adviser Representative CE (“IARCE”) – required by certain states. Courses are available through RegEd, but IARs have the option of using any vendor they choose.

You can view complete details in our May 2024 Field Notice here.

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Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

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Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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