Reminder: Customer Agreement Amendment Effective January 31st

ESI amended its Customer Agreement and Disclosure (“Agreement”) form to comply with elements of Prohibited Transaction Exemption (PTE) 2020-02, which will go into effect on January 31, 2022. ESI will mail all existing customers notification of the amended agreement no later than January 31^st.

All new business paperwork signed after January 14, 2022 must include the version of the Agreement dated “1221”. After January 14th, ESI will not process paperwork that includes any previous version of the Agreement. Work items created in Docupace StartingPoint before 12/22/2021, but signed after 01/14/2022 will be required to submit the latest version of the form.

Questions? Please reach out to Tom Longfellow 800-344-7437 or tlongfellow@nationallife.com.

TC125018(0122)1

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Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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TC100395(0318)P | Privacy and Legal Information

Reminder: Customer Agreement Amendment Effective January 31st

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