Operations – Page 21 – Equity Services, Inc

Operations

BlackRock eSignature is here (temporarily)!

As a result of recent conversations with Blackrock Funds, eSignature through DocuSign and Docupace will now be accepted on new account paperwork. The acceptance…

Beth KnoxOctober 20, 2020

Operations

Our e-Delivery Raffle is Still Underway! Who Will Win?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxOctober 6, 2020

Operations

Recharacterization and Return of Excess IRA Contributions Deadline is 10/15!

Recharacterizations of IRA Contributions Customers who wish to change the nature of an IRA contribution may recharacterize the contribution prior to the due date…

Beth KnoxOctober 6, 2020

Operations Product

Changes to VA Contracts Delivery – New FAQs Included

Historically, when a variable annuity was sold, the practice was to send the contract directly to the Rep who then delivered it to the…

Beth KnoxSeptember 29, 2020

Operations

Will you be a winner in our eDelivery raffle?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle…

Beth KnoxSeptember 22, 2020

Advisory Solutions Operations

AssetMark New Account Process Now Includes eSignature!

We heard your feedback and have been working with our partners at Assetmark to improve the new account process to include eSignature acceptance. This…

Beth KnoxSeptember 22, 2020

Operations Product

Important Read: Changes to VA Contracts Delivery

Historically, when a variable annuity was sold, the practice was to send the contract directly to the Rep who then delivered it to the…

Beth KnoxSeptember 22, 2020

Compliance & Licensing Operations Technology

Non-Registered Fingerprinted Person (NRF) Kit Update!

ESI’s NRF kit used to affiliate administrative, non-licensed staff has recently been updated. New to the kit is a fourth page, dedicated to ESI…

Beth KnoxSeptember 15, 2020

Compliance & Licensing Operations

ACE: General Reminder & Accessing Information

This notice is a reminder that all ESI Registered Representatives have online access to view their individual licensing information, as it’s recorded in the…

Beth KnoxSeptember 15, 2020

Operations

e-Delivery: It’s as easy as 1-2-3!

Working away at signing up your clients for eDelivery but can’t always remember what to do? No problem! Fidelity a great quick reference guide…

Beth KnoxSeptember 8, 2020

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
TC7606693(0225)3 | Privacy and Legal Information