Operations – Page 18 – Equity Services, Inc

Operations

e-Delivery – Closing in on the Finish Line!

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxNovember 17, 2020

Operations

E-Delivery Raffle Standings and Updated Resources

Updated ResourcesWhen your clients elect e-delivery, they are not only saving themselves fees starting in 2021, they are giving themselves access to all the…

Beth KnoxNovember 11, 2020

Advisory Solutions Operations Technology

Closed Lot/Realized Gain/Loss Reporting Feature Temporarily Unavailable

Envestnet has identified an issue with our closed lot reporting feature on the ESI Illuminations Platform. This feature allows Envestnet to sync closed tax…

Beth KnoxNovember 11, 2020

Compliance & Licensing Operations Product Prospecting & Marketing

ESI Leadership Q3 Field Update Replay Now Available!

In his first update as President of ESI, we heard from Ata Azarshahi as he reflected on Q3 and shared his early insight on…

Beth KnoxNovember 4, 2020

Operations

eDelivery Raffle! Where do you stand?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxNovember 4, 2020

Operations

“Yes, there’s a Wealthscape Report for that.”

ESI Brokerage Operations will be running a new periodic segment in ESI Insights that provides information on the vast array of reports available through…

Beth KnoxOctober 27, 2020

Operations

E-Delivery Raffle Standings: Will you have an entry in the raffle?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxOctober 27, 2020

Operations

Status Check: eDelivery Raffle! Are you leading the way?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxOctober 20, 2020

Operations

BlackRock eSignature is here (temporarily)!

As a result of recent conversations with Blackrock Funds, eSignature through DocuSign and Docupace will now be accepted on new account paperwork. The acceptance…

Beth KnoxOctober 20, 2020

Operations

Our e-Delivery Raffle is Still Underway! Who Will Win?

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxOctober 6, 2020

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
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