Operations – Page 13 – Equity Services, Inc

Operations Focused on Efficiency

Coming Soon: HSA AccountsESI is currently working with NFS to make Health Savings Accounts (HSAs) available on the NFS platform. Our target date or…

Beth KnoxJuly 28, 2021

Compliance & Licensing Operations

Coming Soon: NFS Quarterly Surcharge for Physical Confirmation and Statements!

In the 3rd quarter of 2021, National Financial Services, LLC. (NFS) will begin assessing a quarterly surcharge for the physical delivery of client trade…

Beth KnoxJuly 20, 2021

Operations

Have a Direct Business Transaction? Give ESI Suitability a Ring!

The ESI Suitability team encourages you to contact us about your upcoming Direct Business transactions so that we may discuss big picture suitability topics…

Beth KnoxJuly 20, 2021

Operations

ESI Call Center Sub Menu Options Changing

To better serve the you and your clients, effective July 26, 2021, ESI will be changing its call center queue options. We will also…

Beth KnoxJuly 13, 2021

Advisory Solutions Operations

SEI Investment Advisory Agreement Updated

The SEI Investment Advisory Agreement has been updated and is now available within Merrill Forms and is expected to be available in Docupace 07/15/2021.…

Beth KnoxJuly 13, 2021

Operations

DocuSign Eligibility – Over 90% of Our Vendor Sales!

In many ways, COVID-19 caused a rapid shift towards new technology solutions for registered representatives and their clients. The adoption of new technology tools…

Beth KnoxJune 29, 2021

Operations

Happy Independence Day!

ESI and National Life Group will be closed on Monday July 5th in observance of the 4th of July holiday. We will be back…

Beth KnoxJune 29, 2021

Operations

Expansion of DocuSign Eligibility & New Limits on Disbursements of Funds

In many ways, COVID-19 caused a rapid shift towards new technology solutions for registered representatives and their clients. The adoption of new technology tools…

Beth KnoxJune 22, 2021

Operations

Important Information about Paper Surcharge Fee Coming in Q3

In March, Equity Services, Inc. delivered an updated Brokerage Client Transaction Fee Schedule to all customers within their Q1 statement. The schedule reflected the…

Beth KnoxJune 22, 2021

Operations Technology

Docupace Start Now Live

Introducing Docupace Start – a guided account opening experience with an intuitive design that adapts to the specific account you are opening. Only the…

Beth KnoxJune 8, 2021

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
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