Operations – Page 13 – Equity Services, Inc

Operations

Expansion of DocuSign Eligibility & New Limits on Disbursements of Funds

In many ways, COVID-19 caused a rapid shift towards new technology solutions for registered representatives and their clients. The adoption of new technology tools…

Beth KnoxJune 22, 2021

Operations

Important Information about Paper Surcharge Fee Coming in Q3

In March, Equity Services, Inc. delivered an updated Brokerage Client Transaction Fee Schedule to all customers within their Q1 statement. The schedule reflected the…

Beth KnoxJune 22, 2021

Operations Technology

Docupace Start Now Live

Introducing Docupace Start – a guided account opening experience with an intuitive design that adapts to the specific account you are opening. Only the…

Beth KnoxJune 8, 2021

Operations Technology

Coming Monday: Docupace Start – the Next Generation of Account Opening

The introduction of Docupace Starting Point provided forms bundles based on simple questions about the business you’re submitting. On Monday, ESI will be announcing…

Beth KnoxJune 2, 2021

Operations

ESI Closed Memorial Day – Phones Shut Down at 4pm ET 5/28

ESI phones will be shut down at 4pm ET on Friday May 28th and ESI will be closed in observance of the Memorial Day…

Beth KnoxMay 25, 2021

Operations

IRA Contribution Deadline is May 17th – Here’s How to Make Those Last Minute Contributions Faster and Easier

The 2020 IRA Contribution deadline is May 17th. Checks must be received with a post-mark date of no later than May 17th in order…

Beth KnoxMay 10, 2021

Operations

Coming Soon! Wealthscape Investor Forgot Username Functionality

In an ongoing effort to enhance the platform capabilities, Wealthscape Investor users will be able to securely retrieve their Investor ID or Username at…

Beth KnoxApril 28, 2021

Advisory Solutions Operations Technology

You Can Now Use eSignature via DocuSign on Brinker Business!

We heard your feedback and have been working with our partners at Brinker Capital to improve the new account process to include eSignature acceptance.…

Beth KnoxApril 28, 2021

Operations

New Form Option

ESI’s new form, Summary of Work Performed for EFA Consulting (ES0732(0421) Cat. No. 53785), is not required. It’s been designed as an alternative to…

Beth KnoxApril 20, 2021

Advisory Solutions Operations

ESI Advisory Operations Team Expands

Korbin Wayton has recently joined the ESI Operations team in the role of Securities Operations Representative. Korbin has been with National Life Group since…

Beth KnoxApril 20, 2021

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
TC100395(0318)P | Privacy and Legal Information