Operations – Page 12 – Equity Services, Inc

Advisory Solutions Operations Technology Training

Reminder: Upcoming Important Dates!

November 1, 2021 DeadlineReport Retention Update in My View Portal On November 1st Broadridge will be modifying the retention time on the reports available within My…

Beth KnoxOctober 5, 2021

Advisory Solutions Operations

Envestnet’s Advisor Sales & Practice Solutions Team

Envestnet has recently updated their sales support team map. To access it, simply log in to ESI Illuminations and click on the Platform. You’ll…

Beth KnoxOctober 5, 2021

Compliance & Licensing Operations

Reminder: Form CRS Acknowledgement Requirements

Regulation Best Interest (“Reg BI”) introduced a new disclosure document, Form CRS (Client Relationship Summary), which has specific delivery and record retention requirements. This…

Beth KnoxOctober 5, 2021

Advisory Solutions Compliance & Licensing Operations

Reminder: Upcoming Important Dates!

Important Reminder: Brokerage Account Paper Statement Fee will be Reflected on 9/30/21 Account StatementsIn the 3rd quarter of 2021, National Financial Services, LLC. (NFS)…

Beth KnoxSeptember 27, 2021

Operations

Coming Soon: New Wealthscape InvestorSM Mobile App

After close of business on October 19, 2021, Fidelity Investments will introduce a new refreshed Wealthscape InvestorSM mobile app into the App Store and…

Beth KnoxSeptember 27, 2021

Operations

Report Retention Update in My View Portal

On November 1st Broadridge will be modifying the retention time on the reports available within My View Portal. These reports include, but are not limited to,…

Beth KnoxSeptember 27, 2021

Operations

Important Reminder: Brokerage Account Paper Statement Fee will be Reflected on 9/30/21 Account Statements

In the 3rd quarter of 2021, National Financial Services, LLC. (NFS) will begin assessing a quarterly surcharge for the physical delivery of client trade…

Beth KnoxSeptember 21, 2021

Operations

2021 Premiere Select Retirement Accounts: Annual Maintenance Fee Cycle

Summary National Financial Services will be charging Premiere Select Retirement accounts the annual $40.00 retirement maintenance fee on November 22nd, 2021. How can I…

Beth KnoxSeptember 14, 2021

Operations Technology

ESI Introduces Portfolio Quick Check Tool through Wealthscape

Available 24/7, Fidelity Portfolio Quick Check instantly gives you tailored, actionable portfolio analysis and insights—simply and seamlessly. This online, self-serve tool offers you a…

Beth KnoxSeptember 14, 2021

Operations

2021 Premiere Select Retirement Account Annual Maintenance Fee Cycle

SummaryNational Financial Services will be charging Premiere Select Retirement accounts the annual $40.00 retirement maintenance fee on November 22nd, 2021. How can I avoid…

Beth KnoxAugust 31, 2021

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

For Registered Representative Use Only – Not For Use With The Public
TC7606693(0225)3 | Privacy and Legal Information