Operations – Page 10 – Equity Services, Inc

Coming Soon for IARs! Documenting Annual Client Contact in Starting Point/Docupace

We heard your feedback regarding documenting your Annual Client Contacts and have made the process easier within Docupace/Starting Point. Beginning November 29th, you will…

Beth KnoxNovember 16, 2021

Operations Product

Offer More Value to Your Clients with The Premiere Select Health Savings Account (HSA)

What is an HSA? An HSA gives individuals the flexibility to manage today's qualified medical expenses and plan, save, and invest for future health care…

Beth KnoxNovember 9, 2021

Operations

Planned System Maintenance for My View Portal on Saturday November 6th

Broadridge will be conducting a planned system maintenance on Saturday, November 6, 2021 during the hours of 8:00 AM EST to 4:00 PM EST.…

Beth KnoxNovember 2, 2021

Operations

ESI Operations Reminder: Required Contingent Funding on Systematic Withdrawal Plans

In the first quarter of 2021, ESI implemented an Operational policy requiring contingent funding on systematic withdrawal plans for all Brokerage accounts. The decision…

Beth KnoxNovember 2, 2021

Operations

Worklists in Wealthscape are Now Available!

Worklists is a new feature of Wealthscape enabling you to display a list of accounts in your book of business by established criteria. The…

Beth KnoxOctober 26, 2021

Operations

2022 ESI Core Services Offering Affiliation Fee

ESI is pleased to announce our core offering for 2022. The Core Offering (listed below) represents those services that are provided to all advisors,…

Beth KnoxOctober 19, 2021

Operations

Reminder: Report Retention Update in My View Portal Coming Soon!

On November 1st Broadridge will be modifying the retention time on the reports available within My View Portal. These reports include, but are not limited to,…

Beth KnoxOctober 19, 2021

Operations

Our Operations Team Has Some Important Updates for You

NFS Client Statement Enhancements Effective 10/30 Beginning in October, ESI Brokerage Account customers will begin receiving a NEW enhanced statement format! The new statement…

Beth KnoxOctober 12, 2021

Advisory Solutions Operations Technology Training

Reminder: Upcoming Important Dates!

November 1, 2021 DeadlineReport Retention Update in My View Portal On November 1st Broadridge will be modifying the retention time on the reports available within My…

Beth KnoxOctober 5, 2021

Advisory Solutions Operations

Envestnet’s Advisor Sales & Practice Solutions Team

Envestnet has recently updated their sales support team map. To access it, simply log in to ESI Illuminations and click on the Platform. You’ll…

Beth KnoxOctober 5, 2021

Third party articles are provided for your information only, and have neither been reviewed nor approved to be used with consumers.
Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

Equity Services, Inc. • One National Life Drive • Montpelier, VT 05604 • (800) 344-7437 • www.equity-services.com. All third party entities referenced are independent of Equity Services, Inc. unless otherwise stated.

The inclusion of products and/or services in this communication does not constitute authorization to offer products and/or services. Please contact your contracts and licensing department if you are unsure of your ability to offer the products and services mentioned.

ESI consumer materials linked in ESI Insight have been approved as printed handouts only unless otherwise noted. These materials may neither be emailed to clients or the public, or be used for recruiting purposes, until they have been reviewed and approved as an email attachment to which "opt-out" and other disclosure language has been added to comply with federal SPAM laws.

Variable products are sold by a prospectus which contains more complete information. Please have your clients read it and consider carefully the variable product's objectives, risks, charges and expenses before they invest or send money. The prospectus contains this and other information about the investment company.

Third party articles are for information only and have not been reviewed or approved for use with consumers

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